1 ============================ 2 LINUX KERNEL MEMORY BARRIERS 3 ============================ 4 5By: David Howells <dhowells@redhat.com> 6 Paul E. McKenney <paulmck@linux.ibm.com> 7 Will Deacon <will.deacon@arm.com> 8 Peter Zijlstra <peterz@infradead.org> 9 10========== 11DISCLAIMER 12========== 13 14This document is not a specification; it is intentionally (for the sake of 15brevity) and unintentionally (due to being human) incomplete. This document is 16meant as a guide to using the various memory barriers provided by Linux, but 17in case of any doubt (and there are many) please ask. Some doubts may be 18resolved by referring to the formal memory consistency model and related 19documentation at tools/memory-model/. Nevertheless, even this memory 20model should be viewed as the collective opinion of its maintainers rather 21than as an infallible oracle. 22 23To repeat, this document is not a specification of what Linux expects from 24hardware. 25 26The purpose of this document is twofold: 27 28 (1) to specify the minimum functionality that one can rely on for any 29 particular barrier, and 30 31 (2) to provide a guide as to how to use the barriers that are available. 32 33Note that an architecture can provide more than the minimum requirement 34for any particular barrier, but if the architecture provides less than 35that, that architecture is incorrect. 36 37Note also that it is possible that a barrier may be a no-op for an 38architecture because the way that arch works renders an explicit barrier 39unnecessary in that case. 40 41 42======== 43CONTENTS 44======== 45 46 (*) Abstract memory access model. 47 48 - Device operations. 49 - Guarantees. 50 51 (*) What are memory barriers? 52 53 - Varieties of memory barrier. 54 - What may not be assumed about memory barriers? 55 - Address-dependency barriers (historical). 56 - Control dependencies. 57 - SMP barrier pairing. 58 - Examples of memory barrier sequences. 59 - Read memory barriers vs load speculation. 60 - Multicopy atomicity. 61 62 (*) Explicit kernel barriers. 63 64 - Compiler barrier. 65 - CPU memory barriers. 66 67 (*) Implicit kernel memory barriers. 68 69 - Lock acquisition functions. 70 - Interrupt disabling functions. 71 - Sleep and wake-up functions. 72 - Miscellaneous functions. 73 74 (*) Inter-CPU acquiring barrier effects. 75 76 - Acquires vs memory accesses. 77 78 (*) Where are memory barriers needed? 79 80 - Interprocessor interaction. 81 - Atomic operations. 82 - Accessing devices. 83 - Interrupts. 84 85 (*) Kernel I/O barrier effects. 86 87 (*) Assumed minimum execution ordering model. 88 89 (*) The effects of the cpu cache. 90 91 - Cache coherency. 92 - Cache coherency vs DMA. 93 - Cache coherency vs MMIO. 94 95 (*) The things CPUs get up to. 96 97 - And then there's the Alpha. 98 - Virtual Machine Guests. 99 100 (*) Example uses. 101 102 - Circular buffers. 103 104 (*) References. 105 106 107============================ 108ABSTRACT MEMORY ACCESS MODEL 109============================ 110 111Consider the following abstract model of the system: 112 113 : : 114 : : 115 : : 116 +-------+ : +--------+ : +-------+ 117 | | : | | : | | 118 | | : | | : | | 119 | CPU 1 |<----->| Memory |<----->| CPU 2 | 120 | | : | | : | | 121 | | : | | : | | 122 +-------+ : +--------+ : +-------+ 123 ^ : ^ : ^ 124 | : | : | 125 | : | : | 126 | : v : | 127 | : +--------+ : | 128 | : | | : | 129 | : | | : | 130 +---------->| Device |<----------+ 131 : | | : 132 : | | : 133 : +--------+ : 134 : : 135 136Each CPU executes a program that generates memory access operations. In the 137abstract CPU, memory operation ordering is very relaxed, and a CPU may actually 138perform the memory operations in any order it likes, provided program causality 139appears to be maintained. Similarly, the compiler may also arrange the 140instructions it emits in any order it likes, provided it doesn't affect the 141apparent operation of the program. 142 143So in the above diagram, the effects of the memory operations performed by a 144CPU are perceived by the rest of the system as the operations cross the 145interface between the CPU and rest of the system (the dotted lines). 146 147 148For example, consider the following sequence of events: 149 150 CPU 1 CPU 2 151 =============== =============== 152 { A == 1; B == 2 } 153 A = 3; x = B; 154 B = 4; y = A; 155 156The set of accesses as seen by the memory system in the middle can be arranged 157in 24 different combinations: 158 159 STORE A=3, STORE B=4, y=LOAD A->3, x=LOAD B->4 160 STORE A=3, STORE B=4, x=LOAD B->4, y=LOAD A->3 161 STORE A=3, y=LOAD A->3, STORE B=4, x=LOAD B->4 162 STORE A=3, y=LOAD A->3, x=LOAD B->2, STORE B=4 163 STORE A=3, x=LOAD B->2, STORE B=4, y=LOAD A->3 164 STORE A=3, x=LOAD B->2, y=LOAD A->3, STORE B=4 165 STORE B=4, STORE A=3, y=LOAD A->3, x=LOAD B->4 166 STORE B=4, ... 167 ... 168 169and can thus result in four different combinations of values: 170 171 x == 2, y == 1 172 x == 2, y == 3 173 x == 4, y == 1 174 x == 4, y == 3 175 176 177Furthermore, the stores committed by a CPU to the memory system may not be 178perceived by the loads made by another CPU in the same order as the stores were 179committed. 180 181 182As a further example, consider this sequence of events: 183 184 CPU 1 CPU 2 185 =============== =============== 186 { A == 1, B == 2, C == 3, P == &A, Q == &C } 187 B = 4; Q = P; 188 P = &B; D = *Q; 189 190There is an obvious address dependency here, as the value loaded into D depends 191on the address retrieved from P by CPU 2. At the end of the sequence, any of 192the following results are possible: 193 194 (Q == &A) and (D == 1) 195 (Q == &B) and (D == 2) 196 (Q == &B) and (D == 4) 197 198Note that CPU 2 will never try and load C into D because the CPU will load P 199into Q before issuing the load of *Q. 200 201 202DEVICE OPERATIONS 203----------------- 204 205Some devices present their control interfaces as collections of memory 206locations, but the order in which the control registers are accessed is very 207important. For instance, imagine an ethernet card with a set of internal 208registers that are accessed through an address port register (A) and a data 209port register (D). To read internal register 5, the following code might then 210be used: 211 212 *A = 5; 213 x = *D; 214 215but this might show up as either of the following two sequences: 216 217 STORE *A = 5, x = LOAD *D 218 x = LOAD *D, STORE *A = 5 219 220the second of which will almost certainly result in a malfunction, since it set 221the address _after_ attempting to read the register. 222 223 224GUARANTEES 225---------- 226 227There are some minimal guarantees that may be expected of a CPU: 228 229 (*) On any given CPU, dependent memory accesses will be issued in order, with 230 respect to itself. This means that for: 231 232 Q = READ_ONCE(P); D = READ_ONCE(*Q); 233 234 the CPU will issue the following memory operations: 235 236 Q = LOAD P, D = LOAD *Q 237 238 and always in that order. However, on DEC Alpha, READ_ONCE() also 239 emits a memory-barrier instruction, so that a DEC Alpha CPU will 240 instead issue the following memory operations: 241 242 Q = LOAD P, MEMORY_BARRIER, D = LOAD *Q, MEMORY_BARRIER 243 244 Whether on DEC Alpha or not, the READ_ONCE() also prevents compiler 245 mischief. 246 247 (*) Overlapping loads and stores within a particular CPU will appear to be 248 ordered within that CPU. This means that for: 249 250 a = READ_ONCE(*X); WRITE_ONCE(*X, b); 251 252 the CPU will only issue the following sequence of memory operations: 253 254 a = LOAD *X, STORE *X = b 255 256 And for: 257 258 WRITE_ONCE(*X, c); d = READ_ONCE(*X); 259 260 the CPU will only issue: 261 262 STORE *X = c, d = LOAD *X 263 264 (Loads and stores overlap if they are targeted at overlapping pieces of 265 memory). 266 267And there are a number of things that _must_ or _must_not_ be assumed: 268 269 (*) It _must_not_ be assumed that the compiler will do what you want 270 with memory references that are not protected by READ_ONCE() and 271 WRITE_ONCE(). Without them, the compiler is within its rights to 272 do all sorts of "creative" transformations, which are covered in 273 the COMPILER BARRIER section. 274 275 (*) It _must_not_ be assumed that independent loads and stores will be issued 276 in the order given. This means that for: 277 278 X = *A; Y = *B; *D = Z; 279 280 we may get any of the following sequences: 281 282 X = LOAD *A, Y = LOAD *B, STORE *D = Z 283 X = LOAD *A, STORE *D = Z, Y = LOAD *B 284 Y = LOAD *B, X = LOAD *A, STORE *D = Z 285 Y = LOAD *B, STORE *D = Z, X = LOAD *A 286 STORE *D = Z, X = LOAD *A, Y = LOAD *B 287 STORE *D = Z, Y = LOAD *B, X = LOAD *A 288 289 (*) It _must_ be assumed that overlapping memory accesses may be merged or 290 discarded. This means that for: 291 292 X = *A; Y = *(A + 4); 293 294 we may get any one of the following sequences: 295 296 X = LOAD *A; Y = LOAD *(A + 4); 297 Y = LOAD *(A + 4); X = LOAD *A; 298 {X, Y} = LOAD {*A, *(A + 4) }; 299 300 And for: 301 302 *A = X; *(A + 4) = Y; 303 304 we may get any of: 305 306 STORE *A = X; STORE *(A + 4) = Y; 307 STORE *(A + 4) = Y; STORE *A = X; 308 STORE {*A, *(A + 4) } = {X, Y}; 309 310And there are anti-guarantees: 311 312 (*) These guarantees do not apply to bitfields, because compilers often 313 generate code to modify these using non-atomic read-modify-write 314 sequences. Do not attempt to use bitfields to synchronize parallel 315 algorithms. 316 317 (*) Even in cases where bitfields are protected by locks, all fields 318 in a given bitfield must be protected by one lock. If two fields 319 in a given bitfield are protected by different locks, the compiler's 320 non-atomic read-modify-write sequences can cause an update to one 321 field to corrupt the value of an adjacent field. 322 323 (*) These guarantees apply only to properly aligned and sized scalar 324 variables. "Properly sized" currently means variables that are 325 the same size as "char", "short", "int" and "long". "Properly 326 aligned" means the natural alignment, thus no constraints for 327 "char", two-byte alignment for "short", four-byte alignment for 328 "int", and either four-byte or eight-byte alignment for "long", 329 on 32-bit and 64-bit systems, respectively. Note that these 330 guarantees were introduced into the C11 standard, so beware when 331 using older pre-C11 compilers (for example, gcc 4.6). The portion 332 of the standard containing this guarantee is Section 3.14, which 333 defines "memory location" as follows: 334 335 memory location 336 either an object of scalar type, or a maximal sequence 337 of adjacent bit-fields all having nonzero width 338 339 NOTE 1: Two threads of execution can update and access 340 separate memory locations without interfering with 341 each other. 342 343 NOTE 2: A bit-field and an adjacent non-bit-field member 344 are in separate memory locations. The same applies 345 to two bit-fields, if one is declared inside a nested 346 structure declaration and the other is not, or if the two 347 are separated by a zero-length bit-field declaration, 348 or if they are separated by a non-bit-field member 349 declaration. It is not safe to concurrently update two 350 bit-fields in the same structure if all members declared 351 between them are also bit-fields, no matter what the 352 sizes of those intervening bit-fields happen to be. 353 354 355========================= 356WHAT ARE MEMORY BARRIERS? 357========================= 358 359As can be seen above, independent memory operations are effectively performed 360in random order, but this can be a problem for CPU-CPU interaction and for I/O. 361What is required is some way of intervening to instruct the compiler and the 362CPU to restrict the order. 363 364Memory barriers are such interventions. They impose a perceived partial 365ordering over the memory operations on either side of the barrier. 366 367Such enforcement is important because the CPUs and other devices in a system 368can use a variety of tricks to improve performance, including reordering, 369deferral and combination of memory operations; speculative loads; speculative 370branch prediction and various types of caching. Memory barriers are used to 371override or suppress these tricks, allowing the code to sanely control the 372interaction of multiple CPUs and/or devices. 373 374 375VARIETIES OF MEMORY BARRIER 376--------------------------- 377 378Memory barriers come in four basic varieties: 379 380 (1) Write (or store) memory barriers. 381 382 A write memory barrier gives a guarantee that all the STORE operations 383 specified before the barrier will appear to happen before all the STORE 384 operations specified after the barrier with respect to the other 385 components of the system. 386 387 A write barrier is a partial ordering on stores only; it is not required 388 to have any effect on loads. 389 390 A CPU can be viewed as committing a sequence of store operations to the 391 memory system as time progresses. All stores _before_ a write barrier 392 will occur _before_ all the stores after the write barrier. 393 394 [!] Note that write barriers should normally be paired with read or 395 address-dependency barriers; see the "SMP barrier pairing" subsection. 396 397 398 (2) Address-dependency barriers (historical). 399 400 An address-dependency barrier is a weaker form of read barrier. In the 401 case where two loads are performed such that the second depends on the 402 result of the first (eg: the first load retrieves the address to which 403 the second load will be directed), an address-dependency barrier would 404 be required to make sure that the target of the second load is updated 405 after the address obtained by the first load is accessed. 406 407 An address-dependency barrier is a partial ordering on interdependent 408 loads only; it is not required to have any effect on stores, independent 409 loads or overlapping loads. 410 411 As mentioned in (1), the other CPUs in the system can be viewed as 412 committing sequences of stores to the memory system that the CPU being 413 considered can then perceive. An address-dependency barrier issued by 414 the CPU under consideration guarantees that for any load preceding it, 415 if that load touches one of a sequence of stores from another CPU, then 416 by the time the barrier completes, the effects of all the stores prior to 417 that touched by the load will be perceptible to any loads issued after 418 the address-dependency barrier. 419 420 See the "Examples of memory barrier sequences" subsection for diagrams 421 showing the ordering constraints. 422 423 [!] Note that the first load really has to have an _address_ dependency and 424 not a control dependency. If the address for the second load is dependent 425 on the first load, but the dependency is through a conditional rather than 426 actually loading the address itself, then it's a _control_ dependency and 427 a full read barrier or better is required. See the "Control dependencies" 428 subsection for more information. 429 430 [!] Note that address-dependency barriers should normally be paired with 431 write barriers; see the "SMP barrier pairing" subsection. 432 433 [!] Kernel release v5.9 removed kernel APIs for explicit address- 434 dependency barriers. Nowadays, APIs for marking loads from shared 435 variables such as READ_ONCE() and rcu_dereference() provide implicit 436 address-dependency barriers. 437 438 (3) Read (or load) memory barriers. 439 440 A read barrier is an address-dependency barrier plus a guarantee that all 441 the LOAD operations specified before the barrier will appear to happen 442 before all the LOAD operations specified after the barrier with respect to 443 the other components of the system. 444 445 A read barrier is a partial ordering on loads only; it is not required to 446 have any effect on stores. 447 448 Read memory barriers imply address-dependency barriers, and so can 449 substitute for them. 450 451 [!] Note that read barriers should normally be paired with write barriers; 452 see the "SMP barrier pairing" subsection. 453 454 455 (4) General memory barriers. 456 457 A general memory barrier gives a guarantee that all the LOAD and STORE 458 operations specified before the barrier will appear to happen before all 459 the LOAD and STORE operations specified after the barrier with respect to 460 the other components of the system. 461 462 A general memory barrier is a partial ordering over both loads and stores. 463 464 General memory barriers imply both read and write memory barriers, and so 465 can substitute for either. 466 467 468And a couple of implicit varieties: 469 470 (5) ACQUIRE operations. 471 472 This acts as a one-way permeable barrier. It guarantees that all memory 473 operations after the ACQUIRE operation will appear to happen after the 474 ACQUIRE operation with respect to the other components of the system. 475 ACQUIRE operations include LOCK operations and both smp_load_acquire() 476 and smp_cond_load_acquire() operations. 477 478 Memory operations that occur before an ACQUIRE operation may appear to 479 happen after it completes. 480 481 An ACQUIRE operation should almost always be paired with a RELEASE 482 operation. 483 484 485 (6) RELEASE operations. 486 487 This also acts as a one-way permeable barrier. It guarantees that all 488 memory operations before the RELEASE operation will appear to happen 489 before the RELEASE operation with respect to the other components of the 490 system. RELEASE operations include UNLOCK operations and 491 smp_store_release() operations. 492 493 Memory operations that occur after a RELEASE operation may appear to 494 happen before it completes. 495 496 The use of ACQUIRE and RELEASE operations generally precludes the need 497 for other sorts of memory barrier. In addition, a RELEASE+ACQUIRE pair is 498 -not- guaranteed to act as a full memory barrier. However, after an 499 ACQUIRE on a given variable, all memory accesses preceding any prior 500 RELEASE on that same variable are guaranteed to be visible. In other 501 words, within a given variable's critical section, all accesses of all 502 previous critical sections for that variable are guaranteed to have 503 completed. 504 505 This means that ACQUIRE acts as a minimal "acquire" operation and 506 RELEASE acts as a minimal "release" operation. 507 508A subset of the atomic operations described in atomic_t.txt have ACQUIRE and 509RELEASE variants in addition to fully-ordered and relaxed (no barrier 510semantics) definitions. For compound atomics performing both a load and a 511store, ACQUIRE semantics apply only to the load and RELEASE semantics apply 512only to the store portion of the operation. 513 514Memory barriers are only required where there's a possibility of interaction 515between two CPUs or between a CPU and a device. If it can be guaranteed that 516there won't be any such interaction in any particular piece of code, then 517memory barriers are unnecessary in that piece of code. 518 519 520Note that these are the _minimum_ guarantees. Different architectures may give 521more substantial guarantees, but they may _not_ be relied upon outside of arch 522specific code. 523 524 525WHAT MAY NOT BE ASSUMED ABOUT MEMORY BARRIERS? 526---------------------------------------------- 527 528There are certain things that the Linux kernel memory barriers do not guarantee: 529 530 (*) There is no guarantee that any of the memory accesses specified before a 531 memory barrier will be _complete_ by the completion of a memory barrier 532 instruction; the barrier can be considered to draw a line in that CPU's 533 access queue that accesses of the appropriate type may not cross. 534 535 (*) There is no guarantee that issuing a memory barrier on one CPU will have 536 any direct effect on another CPU or any other hardware in the system. The 537 indirect effect will be the order in which the second CPU sees the effects 538 of the first CPU's accesses occur, but see the next point: 539 540 (*) There is no guarantee that a CPU will see the correct order of effects 541 from a second CPU's accesses, even _if_ the second CPU uses a memory 542 barrier, unless the first CPU _also_ uses a matching memory barrier (see 543 the subsection on "SMP Barrier Pairing"). 544 545 (*) There is no guarantee that some intervening piece of off-the-CPU 546 hardware[*] will not reorder the memory accesses. CPU cache coherency 547 mechanisms should propagate the indirect effects of a memory barrier 548 between CPUs, but might not do so in order. 549 550 [*] For information on bus mastering DMA and coherency please read: 551 552 Documentation/driver-api/pci/pci.rst 553 Documentation/core-api/dma-api-howto.rst 554 Documentation/core-api/dma-api.rst 555 556 557ADDRESS-DEPENDENCY BARRIERS (HISTORICAL) 558---------------------------------------- 559 560As of v4.15 of the Linux kernel, an smp_mb() was added to READ_ONCE() for 561DEC Alpha, which means that about the only people who need to pay attention 562to this section are those working on DEC Alpha architecture-specific code 563and those working on READ_ONCE() itself. For those who need it, and for 564those who are interested in the history, here is the story of 565address-dependency barriers. 566 567[!] While address dependencies are observed in both load-to-load and 568load-to-store relations, address-dependency barriers are not necessary 569for load-to-store situations. 570 571The requirement of address-dependency barriers is a little subtle, and 572it's not always obvious that they're needed. To illustrate, consider the 573following sequence of events: 574 575 CPU 1 CPU 2 576 =============== =============== 577 { A == 1, B == 2, C == 3, P == &A, Q == &C } 578 B = 4; 579 <write barrier> 580 WRITE_ONCE(P, &B); 581 Q = READ_ONCE_OLD(P); 582 D = *Q; 583 584[!] READ_ONCE_OLD() corresponds to READ_ONCE() of pre-4.15 kernel, which 585doesn't imply an address-dependency barrier. 586 587There's a clear address dependency here, and it would seem that by the end of 588the sequence, Q must be either &A or &B, and that: 589 590 (Q == &A) implies (D == 1) 591 (Q == &B) implies (D == 4) 592 593But! CPU 2's perception of P may be updated _before_ its perception of B, thus 594leading to the following situation: 595 596 (Q == &B) and (D == 2) ???? 597 598While this may seem like a failure of coherency or causality maintenance, it 599isn't, and this behaviour can be observed on certain real CPUs (such as the DEC 600Alpha). 601 602To deal with this, READ_ONCE() provides an implicit address-dependency barrier 603since kernel release v4.15: 604 605 CPU 1 CPU 2 606 =============== =============== 607 { A == 1, B == 2, C == 3, P == &A, Q == &C } 608 B = 4; 609 <write barrier> 610 WRITE_ONCE(P, &B); 611 Q = READ_ONCE(P); 612 <implicit address-dependency barrier> 613 D = *Q; 614 615This enforces the occurrence of one of the two implications, and prevents the 616third possibility from arising. 617 618 619[!] Note that this extremely counterintuitive situation arises most easily on 620machines with split caches, so that, for example, one cache bank processes 621even-numbered cache lines and the other bank processes odd-numbered cache 622lines. The pointer P might be stored in an odd-numbered cache line, and the 623variable B might be stored in an even-numbered cache line. Then, if the 624even-numbered bank of the reading CPU's cache is extremely busy while the 625odd-numbered bank is idle, one can see the new value of the pointer P (&B), 626but the old value of the variable B (2). 627 628 629An address-dependency barrier is not required to order dependent writes 630because the CPUs that the Linux kernel supports don't do writes until they 631are certain (1) that the write will actually happen, (2) of the location of 632the write, and (3) of the value to be written. 633But please carefully read the "CONTROL DEPENDENCIES" section and the 634Documentation/RCU/rcu_dereference.rst file: The compiler can and does break 635dependencies in a great many highly creative ways. 636 637 CPU 1 CPU 2 638 =============== =============== 639 { A == 1, B == 2, C = 3, P == &A, Q == &C } 640 B = 4; 641 <write barrier> 642 WRITE_ONCE(P, &B); 643 Q = READ_ONCE_OLD(P); 644 WRITE_ONCE(*Q, 5); 645 646Therefore, no address-dependency barrier is required to order the read into 647Q with the store into *Q. In other words, this outcome is prohibited, 648even without an implicit address-dependency barrier of modern READ_ONCE(): 649 650 (Q == &B) && (B == 4) 651 652Please note that this pattern should be rare. After all, the whole point 653of dependency ordering is to -prevent- writes to the data structure, along 654with the expensive cache misses associated with those writes. This pattern 655can be used to record rare error conditions and the like, and the CPUs' 656naturally occurring ordering prevents such records from being lost. 657 658 659Note well that the ordering provided by an address dependency is local to 660the CPU containing it. See the section on "Multicopy atomicity" for 661more information. 662 663 664The address-dependency barrier is very important to the RCU system, 665for example. See rcu_assign_pointer() and rcu_dereference() in 666include/linux/rcupdate.h. This permits the current target of an RCU'd 667pointer to be replaced with a new modified target, without the replacement 668target appearing to be incompletely initialised. 669 670See also the subsection on "Cache Coherency" for a more thorough example. 671 672 673CONTROL DEPENDENCIES 674-------------------- 675 676Control dependencies can be a bit tricky because current compilers do 677not understand them. The purpose of this section is to help you prevent 678the compiler's ignorance from breaking your code. 679 680A load-load control dependency requires a full read memory barrier, not 681simply an (implicit) address-dependency barrier to make it work correctly. 682Consider the following bit of code: 683 684 q = READ_ONCE(a); 685 <implicit address-dependency barrier> 686 if (q) { 687 /* BUG: No address dependency!!! */ 688 p = READ_ONCE(b); 689 } 690 691This will not have the desired effect because there is no actual address 692dependency, but rather a control dependency that the CPU may short-circuit 693by attempting to predict the outcome in advance, so that other CPUs see 694the load from b as having happened before the load from a. In such a case 695what's actually required is: 696 697 q = READ_ONCE(a); 698 if (q) { 699 <read barrier> 700 p = READ_ONCE(b); 701 } 702 703However, stores are not speculated. This means that ordering -is- provided 704for load-store control dependencies, as in the following example: 705 706 q = READ_ONCE(a); 707 if (q) { 708 WRITE_ONCE(b, 1); 709 } 710 711Control dependencies pair normally with other types of barriers. 712That said, please note that neither READ_ONCE() nor WRITE_ONCE() 713are optional! Without the READ_ONCE(), the compiler might combine the 714load from 'a' with other loads from 'a'. Without the WRITE_ONCE(), 715the compiler might combine the store to 'b' with other stores to 'b'. 716Either can result in highly counterintuitive effects on ordering. 717 718Worse yet, if the compiler is able to prove (say) that the value of 719variable 'a' is always non-zero, it would be well within its rights 720to optimize the original example by eliminating the "if" statement 721as follows: 722 723 q = a; 724 b = 1; /* BUG: Compiler and CPU can both reorder!!! */ 725 726So don't leave out the READ_ONCE(). 727 728It is tempting to try to enforce ordering on identical stores on both 729branches of the "if" statement as follows: 730 731 q = READ_ONCE(a); 732 if (q) { 733 barrier(); 734 WRITE_ONCE(b, 1); 735 do_something(); 736 } else { 737 barrier(); 738 WRITE_ONCE(b, 1); 739 do_something_else(); 740 } 741 742Unfortunately, current compilers will transform this as follows at high 743optimization levels: 744 745 q = READ_ONCE(a); 746 barrier(); 747 WRITE_ONCE(b, 1); /* BUG: No ordering vs. load from a!!! */ 748 if (q) { 749 /* WRITE_ONCE(b, 1); -- moved up, BUG!!! */ 750 do_something(); 751 } else { 752 /* WRITE_ONCE(b, 1); -- moved up, BUG!!! */ 753 do_something_else(); 754 } 755 756Now there is no conditional between the load from 'a' and the store to 757'b', which means that the CPU is within its rights to reorder them: 758The conditional is absolutely required, and must be present in the 759assembly code even after all compiler optimizations have been applied. 760Therefore, if you need ordering in this example, you need explicit 761memory barriers, for example, smp_store_release(): 762 763 q = READ_ONCE(a); 764 if (q) { 765 smp_store_release(&b, 1); 766 do_something(); 767 } else { 768 smp_store_release(&b, 1); 769 do_something_else(); 770 } 771 772In contrast, without explicit memory barriers, two-legged-if control 773ordering is guaranteed only when the stores differ, for example: 774 775 q = READ_ONCE(a); 776 if (q) { 777 WRITE_ONCE(b, 1); 778 do_something(); 779 } else { 780 WRITE_ONCE(b, 2); 781 do_something_else(); 782 } 783 784The initial READ_ONCE() is still required to prevent the compiler from 785proving the value of 'a'. 786 787In addition, you need to be careful what you do with the local variable 'q', 788otherwise the compiler might be able to guess the value and again remove 789the needed conditional. For example: 790 791 q = READ_ONCE(a); 792 if (q % MAX) { 793 WRITE_ONCE(b, 1); 794 do_something(); 795 } else { 796 WRITE_ONCE(b, 2); 797 do_something_else(); 798 } 799 800If MAX is defined to be 1, then the compiler knows that (q % MAX) is 801equal to zero, in which case the compiler is within its rights to 802transform the above code into the following: 803 804 q = READ_ONCE(a); 805 WRITE_ONCE(b, 2); 806 do_something_else(); 807 808Given this transformation, the CPU is not required to respect the ordering 809between the load from variable 'a' and the store to variable 'b'. It is 810tempting to add a barrier(), but this does not help. The conditional 811is gone, and the barrier won't bring it back. Therefore, if you are 812relying on this ordering, you should make sure that MAX is greater than 813one, perhaps as follows: 814 815 q = READ_ONCE(a); 816 BUILD_BUG_ON(MAX <= 1); /* Order load from a with store to b. */ 817 if (q % MAX) { 818 WRITE_ONCE(b, 1); 819 do_something(); 820 } else { 821 WRITE_ONCE(b, 2); 822 do_something_else(); 823 } 824 825Please note once again that the stores to 'b' differ. If they were 826identical, as noted earlier, the compiler could pull this store outside 827of the 'if' statement. 828 829You must also be careful not to rely too much on boolean short-circuit 830evaluation. Consider this example: 831 832 q = READ_ONCE(a); 833 if (q || 1 > 0) 834 WRITE_ONCE(b, 1); 835 836Because the first condition cannot fault and the second condition is 837always true, the compiler can transform this example as following, 838defeating control dependency: 839 840 q = READ_ONCE(a); 841 WRITE_ONCE(b, 1); 842 843This example underscores the need to ensure that the compiler cannot 844out-guess your code. More generally, although READ_ONCE() does force 845the compiler to actually emit code for a given load, it does not force 846the compiler to use the results. 847 848In addition, control dependencies apply only to the then-clause and 849else-clause of the if-statement in question. In particular, it does 850not necessarily apply to code following the if-statement: 851 852 q = READ_ONCE(a); 853 if (q) { 854 WRITE_ONCE(b, 1); 855 } else { 856 WRITE_ONCE(b, 2); 857 } 858 WRITE_ONCE(c, 1); /* BUG: No ordering against the read from 'a'. */ 859 860It is tempting to argue that there in fact is ordering because the 861compiler cannot reorder volatile accesses and also cannot reorder 862the writes to 'b' with the condition. Unfortunately for this line 863of reasoning, the compiler might compile the two writes to 'b' as 864conditional-move instructions, as in this fanciful pseudo-assembly 865language: 866 867 ld r1,a 868 cmp r1,$0 869 cmov,ne r4,$1 870 cmov,eq r4,$2 871 st r4,b 872 st $1,c 873 874A weakly ordered CPU would have no dependency of any sort between the load 875from 'a' and the store to 'c'. The control dependencies would extend 876only to the pair of cmov instructions and the store depending on them. 877In short, control dependencies apply only to the stores in the then-clause 878and else-clause of the if-statement in question (including functions 879invoked by those two clauses), not to code following that if-statement. 880 881 882Note well that the ordering provided by a control dependency is local 883to the CPU containing it. See the section on "Multicopy atomicity" 884for more information. 885 886 887In summary: 888 889 (*) Control dependencies can order prior loads against later stores. 890 However, they do -not- guarantee any other sort of ordering: 891 Not prior loads against later loads, nor prior stores against 892 later anything. If you need these other forms of ordering, 893 use smp_rmb(), smp_wmb(), or, in the case of prior stores and 894 later loads, smp_mb(). 895 896 (*) If both legs of the "if" statement begin with identical stores to 897 the same variable, then those stores must be ordered, either by 898 preceding both of them with smp_mb() or by using smp_store_release() 899 to carry out the stores. Please note that it is -not- sufficient 900 to use barrier() at beginning of each leg of the "if" statement 901 because, as shown by the example above, optimizing compilers can 902 destroy the control dependency while respecting the letter of the 903 barrier() law. 904 905 (*) Control dependencies require at least one run-time conditional 906 between the prior load and the subsequent store, and this 907 conditional must involve the prior load. If the compiler is able 908 to optimize the conditional away, it will have also optimized 909 away the ordering. Careful use of READ_ONCE() and WRITE_ONCE() 910 can help to preserve the needed conditional. 911 912 (*) Control dependencies require that the compiler avoid reordering the 913 dependency into nonexistence. Careful use of READ_ONCE() or 914 atomic{,64}_read() can help to preserve your control dependency. 915 Please see the COMPILER BARRIER section for more information. 916 917 (*) Control dependencies apply only to the then-clause and else-clause 918 of the if-statement containing the control dependency, including 919 any functions that these two clauses call. Control dependencies 920 do -not- apply to code following the if-statement containing the 921 control dependency. 922 923 (*) Control dependencies pair normally with other types of barriers. 924 925 (*) Control dependencies do -not- provide multicopy atomicity. If you 926 need all the CPUs to see a given store at the same time, use smp_mb(). 927 928 (*) Compilers do not understand control dependencies. It is therefore 929 your job to ensure that they do not break your code. 930 931 932SMP BARRIER PAIRING 933------------------- 934 935When dealing with CPU-CPU interactions, certain types of memory barrier should 936always be paired. A lack of appropriate pairing is almost certainly an error. 937 938General barriers pair with each other, though they also pair with most 939other types of barriers, albeit without multicopy atomicity. An acquire 940barrier pairs with a release barrier, but both may also pair with other 941barriers, including of course general barriers. A write barrier pairs 942with an address-dependency barrier, a control dependency, an acquire barrier, 943a release barrier, a read barrier, or a general barrier. Similarly a 944read barrier, control dependency, or an address-dependency barrier pairs 945with a write barrier, an acquire barrier, a release barrier, or a 946general barrier: 947 948 CPU 1 CPU 2 949 =============== =============== 950 WRITE_ONCE(a, 1); 951 <write barrier> 952 WRITE_ONCE(b, 2); x = READ_ONCE(b); 953 <read barrier> 954 y = READ_ONCE(a); 955 956Or: 957 958 CPU 1 CPU 2 959 =============== =============================== 960 a = 1; 961 <write barrier> 962 WRITE_ONCE(b, &a); x = READ_ONCE(b); 963 <implicit address-dependency barrier> 964 y = *x; 965 966Or even: 967 968 CPU 1 CPU 2 969 =============== =============================== 970 r1 = READ_ONCE(y); 971 <general barrier> 972 WRITE_ONCE(x, 1); if (r2 = READ_ONCE(x)) { 973 <implicit control dependency> 974 WRITE_ONCE(y, 1); 975 } 976 977 assert(r1 == 0 || r2 == 0); 978 979Basically, the read barrier always has to be there, even though it can be of 980the "weaker" type. 981 982[!] Note that the stores before the write barrier would normally be expected to 983match the loads after the read barrier or the address-dependency barrier, and 984vice versa: 985 986 CPU 1 CPU 2 987 =================== =================== 988 WRITE_ONCE(a, 1); }---- --->{ v = READ_ONCE(c); 989 WRITE_ONCE(b, 2); } \ / { w = READ_ONCE(d); 990 <write barrier> \ <read barrier> 991 WRITE_ONCE(c, 3); } / \ { x = READ_ONCE(a); 992 WRITE_ONCE(d, 4); }---- --->{ y = READ_ONCE(b); 993 994 995EXAMPLES OF MEMORY BARRIER SEQUENCES 996------------------------------------ 997 998Firstly, write barriers act as partial orderings on store operations. 999Consider the following sequence of events: 1000 1001 CPU 1 1002 ======================= 1003 STORE A = 1 1004 STORE B = 2 1005 STORE C = 3 1006 <write barrier> 1007 STORE D = 4 1008 STORE E = 5 1009 1010This sequence of events is committed to the memory coherence system in an order 1011that the rest of the system might perceive as the unordered set of { STORE A, 1012STORE B, STORE C } all occurring before the unordered set of { STORE D, STORE E 1013}: 1014 1015 +-------+ : : 1016 | | +------+ 1017 | |------>| C=3 | } /\ 1018 | | : +------+ }----- \ -----> Events perceptible to 1019 | | : | A=1 | } \/ the rest of the system 1020 | | : +------+ } 1021 | CPU 1 | : | B=2 | } 1022 | | +------+ } 1023 | | wwwwwwwwwwwwwwww } <--- At this point the write barrier 1024 | | +------+ } requires all stores prior to the 1025 | | : | E=5 | } barrier to be committed before 1026 | | : +------+ } further stores may take place 1027 | |------>| D=4 | } 1028 | | +------+ 1029 +-------+ : : 1030 | 1031 | Sequence in which stores are committed to the 1032 | memory system by CPU 1 1033 V 1034 1035 1036Secondly, address-dependency barriers act as partial orderings on address- 1037dependent loads. Consider the following sequence of events: 1038 1039 CPU 1 CPU 2 1040 ======================= ======================= 1041 { B = 7; X = 9; Y = 8; C = &Y } 1042 STORE A = 1 1043 STORE B = 2 1044 <write barrier> 1045 STORE C = &B LOAD X 1046 STORE D = 4 LOAD C (gets &B) 1047 LOAD *C (reads B) 1048 1049Without intervention, CPU 2 may perceive the events on CPU 1 in some 1050effectively random order, despite the write barrier issued by CPU 1: 1051 1052 +-------+ : : : : 1053 | | +------+ +-------+ | Sequence of update 1054 | |------>| B=2 |----- --->| Y->8 | | of perception on 1055 | | : +------+ \ +-------+ | CPU 2 1056 | CPU 1 | : | A=1 | \ --->| C->&Y | V 1057 | | +------+ | +-------+ 1058 | | wwwwwwwwwwwwwwww | : : 1059 | | +------+ | : : 1060 | | : | C=&B |--- | : : +-------+ 1061 | | : +------+ \ | +-------+ | | 1062 | |------>| D=4 | ----------->| C->&B |------>| | 1063 | | +------+ | +-------+ | | 1064 +-------+ : : | : : | | 1065 | : : | | 1066 | : : | CPU 2 | 1067 | +-------+ | | 1068 Apparently incorrect ---> | | B->7 |------>| | 1069 perception of B (!) | +-------+ | | 1070 | : : | | 1071 | +-------+ | | 1072 The load of X holds ---> \ | X->9 |------>| | 1073 up the maintenance \ +-------+ | | 1074 of coherence of B ----->| B->2 | +-------+ 1075 +-------+ 1076 : : 1077 1078 1079In the above example, CPU 2 perceives that B is 7, despite the load of *C 1080(which would be B) coming after the LOAD of C. 1081 1082If, however, an address-dependency barrier were to be placed between the load 1083of C and the load of *C (ie: B) on CPU 2: 1084 1085 CPU 1 CPU 2 1086 ======================= ======================= 1087 { B = 7; X = 9; Y = 8; C = &Y } 1088 STORE A = 1 1089 STORE B = 2 1090 <write barrier> 1091 STORE C = &B LOAD X 1092 STORE D = 4 LOAD C (gets &B) 1093 <address-dependency barrier> 1094 LOAD *C (reads B) 1095 1096then the following will occur: 1097 1098 +-------+ : : : : 1099 | | +------+ +-------+ 1100 | |------>| B=2 |----- --->| Y->8 | 1101 | | : +------+ \ +-------+ 1102 | CPU 1 | : | A=1 | \ --->| C->&Y | 1103 | | +------+ | +-------+ 1104 | | wwwwwwwwwwwwwwww | : : 1105 | | +------+ | : : 1106 | | : | C=&B |--- | : : +-------+ 1107 | | : +------+ \ | +-------+ | | 1108 | |------>| D=4 | ----------->| C->&B |------>| | 1109 | | +------+ | +-------+ | | 1110 +-------+ : : | : : | | 1111 | : : | | 1112 | : : | CPU 2 | 1113 | +-------+ | | 1114 | | X->9 |------>| | 1115 | +-------+ | | 1116 Makes sure all effects ---> \ aaaaaaaaaaaaaaaaa | | 1117 prior to the store of C \ +-------+ | | 1118 are perceptible to ----->| B->2 |------>| | 1119 subsequent loads +-------+ | | 1120 : : +-------+ 1121 1122 1123And thirdly, a read barrier acts as a partial order on loads. Consider the 1124following sequence of events: 1125 1126 CPU 1 CPU 2 1127 ======================= ======================= 1128 { A = 0, B = 9 } 1129 STORE A=1 1130 <write barrier> 1131 STORE B=2 1132 LOAD B 1133 LOAD A 1134 1135Without intervention, CPU 2 may then choose to perceive the events on CPU 1 in 1136some effectively random order, despite the write barrier issued by CPU 1: 1137 1138 +-------+ : : : : 1139 | | +------+ +-------+ 1140 | |------>| A=1 |------ --->| A->0 | 1141 | | +------+ \ +-------+ 1142 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1143 | | +------+ | +-------+ 1144 | |------>| B=2 |--- | : : 1145 | | +------+ \ | : : +-------+ 1146 +-------+ : : \ | +-------+ | | 1147 ---------->| B->2 |------>| | 1148 | +-------+ | CPU 2 | 1149 | | A->0 |------>| | 1150 | +-------+ | | 1151 | : : +-------+ 1152 \ : : 1153 \ +-------+ 1154 ---->| A->1 | 1155 +-------+ 1156 : : 1157 1158 1159If, however, a read barrier were to be placed between the load of B and the 1160load of A on CPU 2: 1161 1162 CPU 1 CPU 2 1163 ======================= ======================= 1164 { A = 0, B = 9 } 1165 STORE A=1 1166 <write barrier> 1167 STORE B=2 1168 LOAD B 1169 <read barrier> 1170 LOAD A 1171 1172then the partial ordering imposed by CPU 1 will be perceived correctly by CPU 11732: 1174 1175 +-------+ : : : : 1176 | | +------+ +-------+ 1177 | |------>| A=1 |------ --->| A->0 | 1178 | | +------+ \ +-------+ 1179 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1180 | | +------+ | +-------+ 1181 | |------>| B=2 |--- | : : 1182 | | +------+ \ | : : +-------+ 1183 +-------+ : : \ | +-------+ | | 1184 ---------->| B->2 |------>| | 1185 | +-------+ | CPU 2 | 1186 | : : | | 1187 | : : | | 1188 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1189 barrier causes all effects \ +-------+ | | 1190 prior to the storage of B ---->| A->1 |------>| | 1191 to be perceptible to CPU 2 +-------+ | | 1192 : : +-------+ 1193 1194 1195To illustrate this more completely, consider what could happen if the code 1196contained a load of A either side of the read barrier: 1197 1198 CPU 1 CPU 2 1199 ======================= ======================= 1200 { A = 0, B = 9 } 1201 STORE A=1 1202 <write barrier> 1203 STORE B=2 1204 LOAD B 1205 LOAD A [first load of A] 1206 <read barrier> 1207 LOAD A [second load of A] 1208 1209Even though the two loads of A both occur after the load of B, they may both 1210come up with different values: 1211 1212 +-------+ : : : : 1213 | | +------+ +-------+ 1214 | |------>| A=1 |------ --->| A->0 | 1215 | | +------+ \ +-------+ 1216 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1217 | | +------+ | +-------+ 1218 | |------>| B=2 |--- | : : 1219 | | +------+ \ | : : +-------+ 1220 +-------+ : : \ | +-------+ | | 1221 ---------->| B->2 |------>| | 1222 | +-------+ | CPU 2 | 1223 | : : | | 1224 | : : | | 1225 | +-------+ | | 1226 | | A->0 |------>| 1st | 1227 | +-------+ | | 1228 At this point the read ----> \ rrrrrrrrrrrrrrrrr | | 1229 barrier causes all effects \ +-------+ | | 1230 prior to the storage of B ---->| A->1 |------>| 2nd | 1231 to be perceptible to CPU 2 +-------+ | | 1232 : : +-------+ 1233 1234 1235But it may be that the update to A from CPU 1 becomes perceptible to CPU 2 1236before the read barrier completes anyway: 1237 1238 +-------+ : : : : 1239 | | +------+ +-------+ 1240 | |------>| A=1 |------ --->| A->0 | 1241 | | +------+ \ +-------+ 1242 | CPU 1 | wwwwwwwwwwwwwwww \ --->| B->9 | 1243 | | +------+ | +-------+ 1244 | |------>| B=2 |--- | : : 1245 | | +------+ \ | : : +-------+ 1246 +-------+ : : \ | +-------+ | | 1247 ---------->| B->2 |------>| | 1248 | +-------+ | CPU 2 | 1249 | : : | | 1250 \ : : | | 1251 \ +-------+ | | 1252 ---->| A->1 |------>| 1st | 1253 +-------+ | | 1254 rrrrrrrrrrrrrrrrr | | 1255 +-------+ | | 1256 | A->1 |------>| 2nd | 1257 +-------+ | | 1258 : : +-------+ 1259 1260 1261The guarantee is that the second load will always come up with A == 1 if the 1262load of B came up with B == 2. No such guarantee exists for the first load of 1263A; that may come up with either A == 0 or A == 1. 1264 1265 1266READ MEMORY BARRIERS VS LOAD SPECULATION 1267---------------------------------------- 1268 1269Many CPUs speculate with loads: that is they see that they will need to load an 1270item from memory, and they find a time where they're not using the bus for any 1271other loads, and so do the load in advance - even though they haven't actually 1272got to that point in the instruction execution flow yet. This permits the 1273actual load instruction to potentially complete immediately because the CPU 1274already has the value to hand. 1275 1276It may turn out that the CPU didn't actually need the value - perhaps because a 1277branch circumvented the load - in which case it can discard the value or just 1278cache it for later use. 1279 1280Consider: 1281 1282 CPU 1 CPU 2 1283 ======================= ======================= 1284 LOAD B 1285 DIVIDE } Divide instructions generally 1286 DIVIDE } take a long time to perform 1287 LOAD A 1288 1289Which might appear as this: 1290 1291 : : +-------+ 1292 +-------+ | | 1293 --->| B->2 |------>| | 1294 +-------+ | CPU 2 | 1295 : :DIVIDE | | 1296 +-------+ | | 1297 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1298 division speculates on the +-------+ ~ | | 1299 LOAD of A : : ~ | | 1300 : :DIVIDE | | 1301 : : ~ | | 1302 Once the divisions are complete --> : : ~-->| | 1303 the CPU can then perform the : : | | 1304 LOAD with immediate effect : : +-------+ 1305 1306 1307Placing a read barrier or an address-dependency barrier just before the second 1308load: 1309 1310 CPU 1 CPU 2 1311 ======================= ======================= 1312 LOAD B 1313 DIVIDE 1314 DIVIDE 1315 <read barrier> 1316 LOAD A 1317 1318will force any value speculatively obtained to be reconsidered to an extent 1319dependent on the type of barrier used. If there was no change made to the 1320speculated memory location, then the speculated value will just be used: 1321 1322 : : +-------+ 1323 +-------+ | | 1324 --->| B->2 |------>| | 1325 +-------+ | CPU 2 | 1326 : :DIVIDE | | 1327 +-------+ | | 1328 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1329 division speculates on the +-------+ ~ | | 1330 LOAD of A : : ~ | | 1331 : :DIVIDE | | 1332 : : ~ | | 1333 : : ~ | | 1334 rrrrrrrrrrrrrrrr~ | | 1335 : : ~ | | 1336 : : ~-->| | 1337 : : | | 1338 : : +-------+ 1339 1340 1341but if there was an update or an invalidation from another CPU pending, then 1342the speculation will be cancelled and the value reloaded: 1343 1344 : : +-------+ 1345 +-------+ | | 1346 --->| B->2 |------>| | 1347 +-------+ | CPU 2 | 1348 : :DIVIDE | | 1349 +-------+ | | 1350 The CPU being busy doing a ---> --->| A->0 |~~~~ | | 1351 division speculates on the +-------+ ~ | | 1352 LOAD of A : : ~ | | 1353 : :DIVIDE | | 1354 : : ~ | | 1355 : : ~ | | 1356 rrrrrrrrrrrrrrrrr | | 1357 +-------+ | | 1358 The speculation is discarded ---> --->| A->1 |------>| | 1359 and an updated value is +-------+ | | 1360 retrieved : : +-------+ 1361 1362 1363MULTICOPY ATOMICITY 1364-------------------- 1365 1366Multicopy atomicity is a deeply intuitive notion about ordering that is 1367not always provided by real computer systems, namely that a given store 1368becomes visible at the same time to all CPUs, or, alternatively, that all 1369CPUs agree on the order in which all stores become visible. However, 1370support of full multicopy atomicity would rule out valuable hardware 1371optimizations, so a weaker form called ``other multicopy atomicity'' 1372instead guarantees only that a given store becomes visible at the same 1373time to all -other- CPUs. The remainder of this document discusses this 1374weaker form, but for brevity will call it simply ``multicopy atomicity''. 1375 1376The following example demonstrates multicopy atomicity: 1377 1378 CPU 1 CPU 2 CPU 3 1379 ======================= ======================= ======================= 1380 { X = 0, Y = 0 } 1381 STORE X=1 r1=LOAD X (reads 1) LOAD Y (reads 1) 1382 <general barrier> <read barrier> 1383 STORE Y=r1 LOAD X 1384 1385Suppose that CPU 2's load from X returns 1, which it then stores to Y, 1386and CPU 3's load from Y returns 1. This indicates that CPU 1's store 1387to X precedes CPU 2's load from X and that CPU 2's store to Y precedes 1388CPU 3's load from Y. In addition, the memory barriers guarantee that 1389CPU 2 executes its load before its store, and CPU 3 loads from Y before 1390it loads from X. The question is then "Can CPU 3's load from X return 0?" 1391 1392Because CPU 3's load from X in some sense comes after CPU 2's load, it 1393is natural to expect that CPU 3's load from X must therefore return 1. 1394This expectation follows from multicopy atomicity: if a load executing 1395on CPU B follows a load from the same variable executing on CPU A (and 1396CPU A did not originally store the value which it read), then on 1397multicopy-atomic systems, CPU B's load must return either the same value 1398that CPU A's load did or some later value. However, the Linux kernel 1399does not require systems to be multicopy atomic. 1400 1401The use of a general memory barrier in the example above compensates 1402for any lack of multicopy atomicity. In the example, if CPU 2's load 1403from X returns 1 and CPU 3's load from Y returns 1, then CPU 3's load 1404from X must indeed also return 1. 1405 1406However, dependencies, read barriers, and write barriers are not always 1407able to compensate for non-multicopy atomicity. For example, suppose 1408that CPU 2's general barrier is removed from the above example, leaving 1409only the data dependency shown below: 1410 1411 CPU 1 CPU 2 CPU 3 1412 ======================= ======================= ======================= 1413 { X = 0, Y = 0 } 1414 STORE X=1 r1=LOAD X (reads 1) LOAD Y (reads 1) 1415 <data dependency> <read barrier> 1416 STORE Y=r1 LOAD X (reads 0) 1417 1418This substitution allows non-multicopy atomicity to run rampant: in 1419this example, it is perfectly legal for CPU 2's load from X to return 1, 1420CPU 3's load from Y to return 1, and its load from X to return 0. 1421 1422The key point is that although CPU 2's data dependency orders its load 1423and store, it does not guarantee to order CPU 1's store. Thus, if this 1424example runs on a non-multicopy-atomic system where CPUs 1 and 2 share a 1425store buffer or a level of cache, CPU 2 might have early access to CPU 1's 1426writes. General barriers are therefore required to ensure that all CPUs 1427agree on the combined order of multiple accesses. 1428 1429General barriers can compensate not only for non-multicopy atomicity, 1430but can also generate additional ordering that can ensure that -all- 1431CPUs will perceive the same order of -all- operations. In contrast, a 1432chain of release-acquire pairs do not provide this additional ordering, 1433which means that only those CPUs on the chain are guaranteed to agree 1434on the combined order of the accesses. For example, switching to C code 1435in deference to the ghost of Herman Hollerith: 1436 1437 int u, v, x, y, z; 1438 1439 void cpu0(void) 1440 { 1441 r0 = smp_load_acquire(&x); 1442 WRITE_ONCE(u, 1); 1443 smp_store_release(&y, 1); 1444 } 1445 1446 void cpu1(void) 1447 { 1448 r1 = smp_load_acquire(&y); 1449 r4 = READ_ONCE(v); 1450 r5 = READ_ONCE(u); 1451 smp_store_release(&z, 1); 1452 } 1453 1454 void cpu2(void) 1455 { 1456 r2 = smp_load_acquire(&z); 1457 smp_store_release(&x, 1); 1458 } 1459 1460 void cpu3(void) 1461 { 1462 WRITE_ONCE(v, 1); 1463 smp_mb(); 1464 r3 = READ_ONCE(u); 1465 } 1466 1467Because cpu0(), cpu1(), and cpu2() participate in a chain of 1468smp_store_release()/smp_load_acquire() pairs, the following outcome 1469is prohibited: 1470 1471 r0 == 1 && r1 == 1 && r2 == 1 1472 1473Furthermore, because of the release-acquire relationship between cpu0() 1474and cpu1(), cpu1() must see cpu0()'s writes, so that the following 1475outcome is prohibited: 1476 1477 r1 == 1 && r5 == 0 1478 1479However, the ordering provided by a release-acquire chain is local 1480to the CPUs participating in that chain and does not apply to cpu3(), 1481at least aside from stores. Therefore, the following outcome is possible: 1482 1483 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 1484 1485As an aside, the following outcome is also possible: 1486 1487 r0 == 0 && r1 == 1 && r2 == 1 && r3 == 0 && r4 == 0 && r5 == 1 1488 1489Although cpu0(), cpu1(), and cpu2() will see their respective reads and 1490writes in order, CPUs not involved in the release-acquire chain might 1491well disagree on the order. This disagreement stems from the fact that 1492the weak memory-barrier instructions used to implement smp_load_acquire() 1493and smp_store_release() are not required to order prior stores against 1494subsequent loads in all cases. This means that cpu3() can see cpu0()'s 1495store to u as happening -after- cpu1()'s load from v, even though 1496both cpu0() and cpu1() agree that these two operations occurred in the 1497intended order. 1498 1499However, please keep in mind that smp_load_acquire() is not magic. 1500In particular, it simply reads from its argument with ordering. It does 1501-not- ensure that any particular value will be read. Therefore, the 1502following outcome is possible: 1503 1504 r0 == 0 && r1 == 0 && r2 == 0 && r5 == 0 1505 1506Note that this outcome can happen even on a mythical sequentially 1507consistent system where nothing is ever reordered. 1508 1509To reiterate, if your code requires full ordering of all operations, 1510use general barriers throughout. 1511 1512 1513======================== 1514EXPLICIT KERNEL BARRIERS 1515======================== 1516 1517The Linux kernel has a variety of different barriers that act at different 1518levels: 1519 1520 (*) Compiler barrier. 1521 1522 (*) CPU memory barriers. 1523 1524 1525COMPILER BARRIER 1526---------------- 1527 1528The Linux kernel has an explicit compiler barrier function that prevents the 1529compiler from moving the memory accesses either side of it to the other side: 1530 1531 barrier(); 1532 1533This is a general barrier -- there are no read-read or write-write 1534variants of barrier(). However, READ_ONCE() and WRITE_ONCE() can be 1535thought of as weak forms of barrier() that affect only the specific 1536accesses flagged by the READ_ONCE() or WRITE_ONCE(). 1537 1538The barrier() function has the following effects: 1539 1540 (*) Prevents the compiler from reordering accesses following the 1541 barrier() to precede any accesses preceding the barrier(). 1542 One example use for this property is to ease communication between 1543 interrupt-handler code and the code that was interrupted. 1544 1545 (*) Within a loop, forces the compiler to load the variables used 1546 in that loop's conditional on each pass through that loop. 1547 1548The READ_ONCE() and WRITE_ONCE() functions can prevent any number of 1549optimizations that, while perfectly safe in single-threaded code, can 1550be fatal in concurrent code. Here are some examples of these sorts 1551of optimizations: 1552 1553 (*) The compiler is within its rights to reorder loads and stores 1554 to the same variable, and in some cases, the CPU is within its 1555 rights to reorder loads to the same variable. This means that 1556 the following code: 1557 1558 a[0] = x; 1559 a[1] = x; 1560 1561 Might result in an older value of x stored in a[1] than in a[0]. 1562 Prevent both the compiler and the CPU from doing this as follows: 1563 1564 a[0] = READ_ONCE(x); 1565 a[1] = READ_ONCE(x); 1566 1567 In short, READ_ONCE() and WRITE_ONCE() provide cache coherence for 1568 accesses from multiple CPUs to a single variable. 1569 1570 (*) The compiler is within its rights to merge successive loads from 1571 the same variable. Such merging can cause the compiler to "optimize" 1572 the following code: 1573 1574 while (tmp = a) 1575 do_something_with(tmp); 1576 1577 into the following code, which, although in some sense legitimate 1578 for single-threaded code, is almost certainly not what the developer 1579 intended: 1580 1581 if (tmp = a) 1582 for (;;) 1583 do_something_with(tmp); 1584 1585 Use READ_ONCE() to prevent the compiler from doing this to you: 1586 1587 while (tmp = READ_ONCE(a)) 1588 do_something_with(tmp); 1589 1590 (*) The compiler is within its rights to reload a variable, for example, 1591 in cases where high register pressure prevents the compiler from 1592 keeping all data of interest in registers. The compiler might 1593 therefore optimize the variable 'tmp' out of our previous example: 1594 1595 while (tmp = a) 1596 do_something_with(tmp); 1597 1598 This could result in the following code, which is perfectly safe in 1599 single-threaded code, but can be fatal in concurrent code: 1600 1601 while (a) 1602 do_something_with(a); 1603 1604 For example, the optimized version of this code could result in 1605 passing a zero to do_something_with() in the case where the variable 1606 a was modified by some other CPU between the "while" statement and 1607 the call to do_something_with(). 1608 1609 Again, use READ_ONCE() to prevent the compiler from doing this: 1610 1611 while (tmp = READ_ONCE(a)) 1612 do_something_with(tmp); 1613 1614 Note that if the compiler runs short of registers, it might save 1615 tmp onto the stack. The overhead of this saving and later restoring 1616 is why compilers reload variables. Doing so is perfectly safe for 1617 single-threaded code, so you need to tell the compiler about cases 1618 where it is not safe. 1619 1620 (*) The compiler is within its rights to omit a load entirely if it knows 1621 what the value will be. For example, if the compiler can prove that 1622 the value of variable 'a' is always zero, it can optimize this code: 1623 1624 while (tmp = a) 1625 do_something_with(tmp); 1626 1627 Into this: 1628 1629 do { } while (0); 1630 1631 This transformation is a win for single-threaded code because it 1632 gets rid of a load and a branch. The problem is that the compiler 1633 will carry out its proof assuming that the current CPU is the only 1634 one updating variable 'a'. If variable 'a' is shared, then the 1635 compiler's proof will be erroneous. Use READ_ONCE() to tell the 1636 compiler that it doesn't know as much as it thinks it does: 1637 1638 while (tmp = READ_ONCE(a)) 1639 do_something_with(tmp); 1640 1641 But please note that the compiler is also closely watching what you 1642 do with the value after the READ_ONCE(). For example, suppose you 1643 do the following and MAX is a preprocessor macro with the value 1: 1644 1645 while ((tmp = READ_ONCE(a)) % MAX) 1646 do_something_with(tmp); 1647 1648 Then the compiler knows that the result of the "%" operator applied 1649 to MAX will always be zero, again allowing the compiler to optimize 1650 the code into near-nonexistence. (It will still load from the 1651 variable 'a'.) 1652 1653 (*) Similarly, the compiler is within its rights to omit a store entirely 1654 if it knows that the variable already has the value being stored. 1655 Again, the compiler assumes that the current CPU is the only one 1656 storing into the variable, which can cause the compiler to do the 1657 wrong thing for shared variables. For example, suppose you have 1658 the following: 1659 1660 a = 0; 1661 ... Code that does not store to variable a ... 1662 a = 0; 1663 1664 The compiler sees that the value of variable 'a' is already zero, so 1665 it might well omit the second store. This would come as a fatal 1666 surprise if some other CPU might have stored to variable 'a' in the 1667 meantime. 1668 1669 Use WRITE_ONCE() to prevent the compiler from making this sort of 1670 wrong guess: 1671 1672 WRITE_ONCE(a, 0); 1673 ... Code that does not store to variable a ... 1674 WRITE_ONCE(a, 0); 1675 1676 (*) The compiler is within its rights to reorder memory accesses unless 1677 you tell it not to. For example, consider the following interaction 1678 between process-level code and an interrupt handler: 1679 1680 void process_level(void) 1681 { 1682 msg = get_message(); 1683 flag = true; 1684 } 1685 1686 void interrupt_handler(void) 1687 { 1688 if (flag) 1689 process_message(msg); 1690 } 1691 1692 There is nothing to prevent the compiler from transforming 1693 process_level() to the following, in fact, this might well be a 1694 win for single-threaded code: 1695 1696 void process_level(void) 1697 { 1698 flag = true; 1699 msg = get_message(); 1700 } 1701 1702 If the interrupt occurs between these two statement, then 1703 interrupt_handler() might be passed a garbled msg. Use WRITE_ONCE() 1704 to prevent this as follows: 1705 1706 void process_level(void) 1707 { 1708 WRITE_ONCE(msg, get_message()); 1709 WRITE_ONCE(flag, true); 1710 } 1711 1712 void interrupt_handler(void) 1713 { 1714 if (READ_ONCE(flag)) 1715 process_message(READ_ONCE(msg)); 1716 } 1717 1718 Note that the READ_ONCE() and WRITE_ONCE() wrappers in 1719 interrupt_handler() are needed if this interrupt handler can itself 1720 be interrupted by something that also accesses 'flag' and 'msg', 1721 for example, a nested interrupt or an NMI. Otherwise, READ_ONCE() 1722 and WRITE_ONCE() are not needed in interrupt_handler() other than 1723 for documentation purposes. (Note also that nested interrupts 1724 do not typically occur in modern Linux kernels, in fact, if an 1725 interrupt handler returns with interrupts enabled, you will get a 1726 WARN_ONCE() splat.) 1727 1728 You should assume that the compiler can move READ_ONCE() and 1729 WRITE_ONCE() past code not containing READ_ONCE(), WRITE_ONCE(), 1730 barrier(), or similar primitives. 1731 1732 This effect could also be achieved using barrier(), but READ_ONCE() 1733 and WRITE_ONCE() are more selective: With READ_ONCE() and 1734 WRITE_ONCE(), the compiler need only forget the contents of the 1735 indicated memory locations, while with barrier() the compiler must 1736 discard the value of all memory locations that it has currently 1737 cached in any machine registers. Of course, the compiler must also 1738 respect the order in which the READ_ONCE()s and WRITE_ONCE()s occur, 1739 though the CPU of course need not do so. 1740 1741 (*) The compiler is within its rights to invent stores to a variable, 1742 as in the following example: 1743 1744 if (a) 1745 b = a; 1746 else 1747 b = 42; 1748 1749 The compiler might save a branch by optimizing this as follows: 1750 1751 b = 42; 1752 if (a) 1753 b = a; 1754 1755 In single-threaded code, this is not only safe, but also saves 1756 a branch. Unfortunately, in concurrent code, this optimization 1757 could cause some other CPU to see a spurious value of 42 -- even 1758 if variable 'a' was never zero -- when loading variable 'b'. 1759 Use WRITE_ONCE() to prevent this as follows: 1760 1761 if (a) 1762 WRITE_ONCE(b, a); 1763 else 1764 WRITE_ONCE(b, 42); 1765 1766 The compiler can also invent loads. These are usually less 1767 damaging, but they can result in cache-line bouncing and thus in 1768 poor performance and scalability. Use READ_ONCE() to prevent 1769 invented loads. 1770 1771 (*) For aligned memory locations whose size allows them to be accessed 1772 with a single memory-reference instruction, prevents "load tearing" 1773 and "store tearing," in which a single large access is replaced by 1774 multiple smaller accesses. For example, given an architecture having 1775 16-bit store instructions with 7-bit immediate fields, the compiler 1776 might be tempted to use two 16-bit store-immediate instructions to 1777 implement the following 32-bit store: 1778 1779 p = 0x00010002; 1780 1781 Please note that GCC really does use this sort of optimization, 1782 which is not surprising given that it would likely take more 1783 than two instructions to build the constant and then store it. 1784 This optimization can therefore be a win in single-threaded code. 1785 In fact, a recent bug (since fixed) caused GCC to incorrectly use 1786 this optimization in a volatile store. In the absence of such bugs, 1787 use of WRITE_ONCE() prevents store tearing in the following example: 1788 1789 WRITE_ONCE(p, 0x00010002); 1790 1791 Use of packed structures can also result in load and store tearing, 1792 as in this example: 1793 1794 struct __attribute__((__packed__)) foo { 1795 short a; 1796 int b; 1797 short c; 1798 }; 1799 struct foo foo1, foo2; 1800 ... 1801 1802 foo2.a = foo1.a; 1803 foo2.b = foo1.b; 1804 foo2.c = foo1.c; 1805 1806 Because there are no READ_ONCE() or WRITE_ONCE() wrappers and no 1807 volatile markings, the compiler would be well within its rights to 1808 implement these three assignment statements as a pair of 32-bit 1809 loads followed by a pair of 32-bit stores. This would result in 1810 load tearing on 'foo1.b' and store tearing on 'foo2.b'. READ_ONCE() 1811 and WRITE_ONCE() again prevent tearing in this example: 1812 1813 foo2.a = foo1.a; 1814 WRITE_ONCE(foo2.b, READ_ONCE(foo1.b)); 1815 foo2.c = foo1.c; 1816 1817All that aside, it is never necessary to use READ_ONCE() and 1818WRITE_ONCE() on a variable that has been marked volatile. For example, 1819because 'jiffies' is marked volatile, it is never necessary to 1820say READ_ONCE(jiffies). The reason for this is that READ_ONCE() and 1821WRITE_ONCE() are implemented as volatile casts, which has no effect when 1822its argument is already marked volatile. 1823 1824Please note that these compiler barriers have no direct effect on the CPU, 1825which may then reorder things however it wishes. 1826 1827 1828CPU MEMORY BARRIERS 1829------------------- 1830 1831The Linux kernel has seven basic CPU memory barriers: 1832 1833 TYPE MANDATORY SMP CONDITIONAL 1834 ======================= =============== =============== 1835 GENERAL mb() smp_mb() 1836 WRITE wmb() smp_wmb() 1837 READ rmb() smp_rmb() 1838 ADDRESS DEPENDENCY READ_ONCE() 1839 1840 1841All memory barriers except the address-dependency barriers imply a compiler 1842barrier. Address dependencies do not impose any additional compiler ordering. 1843 1844Aside: In the case of address dependencies, the compiler would be expected 1845to issue the loads in the correct order (eg. `a[b]` would have to load 1846the value of b before loading a[b]), however there is no guarantee in 1847the C specification that the compiler may not speculate the value of b 1848(eg. is equal to 1) and load a[b] before b (eg. tmp = a[1]; if (b != 1) 1849tmp = a[b]; ). There is also the problem of a compiler reloading b after 1850having loaded a[b], thus having a newer copy of b than a[b]. A consensus 1851has not yet been reached about these problems, however the READ_ONCE() 1852macro is a good place to start looking. 1853 1854SMP memory barriers are reduced to compiler barriers on uniprocessor compiled 1855systems because it is assumed that a CPU will appear to be self-consistent, 1856and will order overlapping accesses correctly with respect to itself. 1857However, see the subsection on "Virtual Machine Guests" below. 1858 1859[!] Note that SMP memory barriers _must_ be used to control the ordering of 1860references to shared memory on SMP systems, though the use of locking instead 1861is sufficient. 1862 1863Mandatory barriers should not be used to control SMP effects, since mandatory 1864barriers impose unnecessary overhead on both SMP and UP systems. They may, 1865however, be used to control MMIO effects on accesses through relaxed memory I/O 1866windows. These barriers are required even on non-SMP systems as they affect 1867the order in which memory operations appear to a device by prohibiting both the 1868compiler and the CPU from reordering them. 1869 1870 1871There are some more advanced barrier functions: 1872 1873 (*) smp_store_mb(var, value) 1874 1875 This assigns the value to the variable and then inserts a full memory 1876 barrier after it. It isn't guaranteed to insert anything more than a 1877 compiler barrier in a UP compilation. 1878 1879 1880 (*) smp_mb__before_atomic(); 1881 (*) smp_mb__after_atomic(); 1882 1883 These are for use with atomic RMW functions that do not imply memory 1884 barriers, but where the code needs a memory barrier. Examples for atomic 1885 RMW functions that do not imply a memory barrier are e.g. add, 1886 subtract, (failed) conditional operations, _relaxed functions, 1887 but not atomic_read or atomic_set. A common example where a memory 1888 barrier may be required is when atomic ops are used for reference 1889 counting. 1890 1891 These are also used for atomic RMW bitop functions that do not imply a 1892 memory barrier (such as set_bit and clear_bit). 1893 1894 As an example, consider a piece of code that marks an object as being dead 1895 and then decrements the object's reference count: 1896 1897 obj->dead = 1; 1898 smp_mb__before_atomic(); 1899 atomic_dec(&obj->ref_count); 1900 1901 This makes sure that the death mark on the object is perceived to be set 1902 *before* the reference counter is decremented. 1903 1904 See Documentation/atomic_{t,bitops}.txt for more information. 1905 1906 1907 (*) dma_wmb(); 1908 (*) dma_rmb(); 1909 (*) dma_mb(); 1910 1911 These are for use with consistent memory to guarantee the ordering 1912 of writes or reads of shared memory accessible to both the CPU and a 1913 DMA capable device. 1914 1915 For example, consider a device driver that shares memory with a device 1916 and uses a descriptor status value to indicate if the descriptor belongs 1917 to the device or the CPU, and a doorbell to notify it when new 1918 descriptors are available: 1919 1920 if (desc->status != DEVICE_OWN) { 1921 /* do not read data until we own descriptor */ 1922 dma_rmb(); 1923 1924 /* read/modify data */ 1925 read_data = desc->data; 1926 desc->data = write_data; 1927 1928 /* flush modifications before status update */ 1929 dma_wmb(); 1930 1931 /* assign ownership */ 1932 desc->status = DEVICE_OWN; 1933 1934 /* notify device of new descriptors */ 1935 writel(DESC_NOTIFY, doorbell); 1936 } 1937 1938 The dma_rmb() allows us guarantee the device has released ownership 1939 before we read the data from the descriptor, and the dma_wmb() allows 1940 us to guarantee the data is written to the descriptor before the device 1941 can see it now has ownership. The dma_mb() implies both a dma_rmb() and 1942 a dma_wmb(). Note that, when using writel(), a prior wmb() is not needed 1943 to guarantee that the cache coherent memory writes have completed before 1944 writing to the MMIO region. The cheaper writel_relaxed() does not provide 1945 this guarantee and must not be used here. 1946 1947 See the subsection "Kernel I/O barrier effects" for more information on 1948 relaxed I/O accessors and the Documentation/core-api/dma-api.rst file for 1949 more information on consistent memory. 1950 1951 (*) pmem_wmb(); 1952 1953 This is for use with persistent memory to ensure that stores for which 1954 modifications are written to persistent storage reached a platform 1955 durability domain. 1956 1957 For example, after a non-temporal write to pmem region, we use pmem_wmb() 1958 to ensure that stores have reached a platform durability domain. This ensures 1959 that stores have updated persistent storage before any data access or 1960 data transfer caused by subsequent instructions is initiated. This is 1961 in addition to the ordering done by wmb(). 1962 1963 For load from persistent memory, existing read memory barriers are sufficient 1964 to ensure read ordering. 1965 1966 (*) io_stop_wc(); 1967 1968 For memory accesses with write-combining attributes (e.g. those returned 1969 by ioremap_wc(), the CPU may wait for prior accesses to be merged with 1970 subsequent ones. io_stop_wc() can be used to prevent the merging of 1971 write-combining memory accesses before this macro with those after it when 1972 such wait has performance implications. 1973 1974=============================== 1975IMPLICIT KERNEL MEMORY BARRIERS 1976=============================== 1977 1978Some of the other functions in the linux kernel imply memory barriers, amongst 1979which are locking and scheduling functions. 1980 1981This specification is a _minimum_ guarantee; any particular architecture may 1982provide more substantial guarantees, but these may not be relied upon outside 1983of arch specific code. 1984 1985 1986LOCK ACQUISITION FUNCTIONS 1987-------------------------- 1988 1989The Linux kernel has a number of locking constructs: 1990 1991 (*) spin locks 1992 (*) R/W spin locks 1993 (*) mutexes 1994 (*) semaphores 1995 (*) R/W semaphores 1996 1997In all cases there are variants on "ACQUIRE" operations and "RELEASE" operations 1998for each construct. These operations all imply certain barriers: 1999 2000 (1) ACQUIRE operation implication: 2001 2002 Memory operations issued after the ACQUIRE will be completed after the 2003 ACQUIRE operation has completed. 2004 2005 Memory operations issued before the ACQUIRE may be completed after 2006 the ACQUIRE operation has completed. 2007 2008 (2) RELEASE operation implication: 2009 2010 Memory operations issued before the RELEASE will be completed before the 2011 RELEASE operation has completed. 2012 2013 Memory operations issued after the RELEASE may be completed before the 2014 RELEASE operation has completed. 2015 2016 (3) ACQUIRE vs ACQUIRE implication: 2017 2018 All ACQUIRE operations issued before another ACQUIRE operation will be 2019 completed before that ACQUIRE operation. 2020 2021 (4) ACQUIRE vs RELEASE implication: 2022 2023 All ACQUIRE operations issued before a RELEASE operation will be 2024 completed before the RELEASE operation. 2025 2026 (5) Failed conditional ACQUIRE implication: 2027 2028 Certain locking variants of the ACQUIRE operation may fail, either due to 2029 being unable to get the lock immediately, or due to receiving an unblocked 2030 signal while asleep waiting for the lock to become available. Failed 2031 locks do not imply any sort of barrier. 2032 2033[!] Note: one of the consequences of lock ACQUIREs and RELEASEs being only 2034one-way barriers is that the effects of instructions outside of a critical 2035section may seep into the inside of the critical section. 2036 2037An ACQUIRE followed by a RELEASE may not be assumed to be full memory barrier 2038because it is possible for an access preceding the ACQUIRE to happen after the 2039ACQUIRE, and an access following the RELEASE to happen before the RELEASE, and 2040the two accesses can themselves then cross: 2041 2042 *A = a; 2043 ACQUIRE M 2044 RELEASE M 2045 *B = b; 2046 2047may occur as: 2048 2049 ACQUIRE M, STORE *B, STORE *A, RELEASE M 2050 2051When the ACQUIRE and RELEASE are a lock acquisition and release, 2052respectively, this same reordering can occur if the lock's ACQUIRE and 2053RELEASE are to the same lock variable, but only from the perspective of 2054another CPU not holding that lock. In short, a ACQUIRE followed by an 2055RELEASE may -not- be assumed to be a full memory barrier. 2056 2057Similarly, the reverse case of a RELEASE followed by an ACQUIRE does 2058not imply a full memory barrier. Therefore, the CPU's execution of the 2059critical sections corresponding to the RELEASE and the ACQUIRE can cross, 2060so that: 2061 2062 *A = a; 2063 RELEASE M 2064 ACQUIRE N 2065 *B = b; 2066 2067could occur as: 2068 2069 ACQUIRE N, STORE *B, STORE *A, RELEASE M 2070 2071It might appear that this reordering could introduce a deadlock. 2072However, this cannot happen because if such a deadlock threatened, 2073the RELEASE would simply complete, thereby avoiding the deadlock. 2074 2075 Why does this work? 2076 2077 One key point is that we are only talking about the CPU doing 2078 the reordering, not the compiler. If the compiler (or, for 2079 that matter, the developer) switched the operations, deadlock 2080 -could- occur. 2081 2082 But suppose the CPU reordered the operations. In this case, 2083 the unlock precedes the lock in the assembly code. The CPU 2084 simply elected to try executing the later lock operation first. 2085 If there is a deadlock, this lock operation will simply spin (or 2086 try to sleep, but more on that later). The CPU will eventually 2087 execute the unlock operation (which preceded the lock operation 2088 in the assembly code), which will unravel the potential deadlock, 2089 allowing the lock operation to succeed. 2090 2091 But what if the lock is a sleeplock? In that case, the code will 2092 try to enter the scheduler, where it will eventually encounter 2093 a memory barrier, which will force the earlier unlock operation 2094 to complete, again unraveling the deadlock. There might be 2095 a sleep-unlock race, but the locking primitive needs to resolve 2096 such races properly in any case. 2097 2098Locks and semaphores may not provide any guarantee of ordering on UP compiled 2099systems, and so cannot be counted on in such a situation to actually achieve 2100anything at all - especially with respect to I/O accesses - unless combined 2101with interrupt disabling operations. 2102 2103See also the section on "Inter-CPU acquiring barrier effects". 2104 2105 2106As an example, consider the following: 2107 2108 *A = a; 2109 *B = b; 2110 ACQUIRE 2111 *C = c; 2112 *D = d; 2113 RELEASE 2114 *E = e; 2115 *F = f; 2116 2117The following sequence of events is acceptable: 2118 2119 ACQUIRE, {*F,*A}, *E, {*C,*D}, *B, RELEASE 2120 2121 [+] Note that {*F,*A} indicates a combined access. 2122 2123But none of the following are: 2124 2125 {*F,*A}, *B, ACQUIRE, *C, *D, RELEASE, *E 2126 *A, *B, *C, ACQUIRE, *D, RELEASE, *E, *F 2127 *A, *B, ACQUIRE, *C, RELEASE, *D, *E, *F 2128 *B, ACQUIRE, *C, *D, RELEASE, {*F,*A}, *E 2129 2130 2131 2132INTERRUPT DISABLING FUNCTIONS 2133----------------------------- 2134 2135Functions that disable interrupts (ACQUIRE equivalent) and enable interrupts 2136(RELEASE equivalent) will act as compiler barriers only. So if memory or I/O 2137barriers are required in such a situation, they must be provided from some 2138other means. 2139 2140 2141SLEEP AND WAKE-UP FUNCTIONS 2142--------------------------- 2143 2144Sleeping and waking on an event flagged in global data can be viewed as an 2145interaction between two pieces of data: the task state of the task waiting for 2146the event and the global data used to indicate the event. To make sure that 2147these appear to happen in the right order, the primitives to begin the process 2148of going to sleep, and the primitives to initiate a wake up imply certain 2149barriers. 2150 2151Firstly, the sleeper normally follows something like this sequence of events: 2152 2153 for (;;) { 2154 set_current_state(TASK_UNINTERRUPTIBLE); 2155 if (event_indicated) 2156 break; 2157 schedule(); 2158 } 2159 2160A general memory barrier is interpolated automatically by set_current_state() 2161after it has altered the task state: 2162 2163 CPU 1 2164 =============================== 2165 set_current_state(); 2166 smp_store_mb(); 2167 STORE current->state 2168 <general barrier> 2169 LOAD event_indicated 2170 2171set_current_state() may be wrapped by: 2172 2173 prepare_to_wait(); 2174 prepare_to_wait_exclusive(); 2175 2176which therefore also imply a general memory barrier after setting the state. 2177The whole sequence above is available in various canned forms, all of which 2178interpolate the memory barrier in the right place: 2179 2180 wait_event(); 2181 wait_event_interruptible(); 2182 wait_event_interruptible_exclusive(); 2183 wait_event_interruptible_timeout(); 2184 wait_event_killable(); 2185 wait_event_timeout(); 2186 wait_on_bit(); 2187 wait_on_bit_lock(); 2188 2189 2190Secondly, code that performs a wake up normally follows something like this: 2191 2192 event_indicated = 1; 2193 wake_up(&event_wait_queue); 2194 2195or: 2196 2197 event_indicated = 1; 2198 wake_up_process(event_daemon); 2199 2200A general memory barrier is executed by wake_up() if it wakes something up. 2201If it doesn't wake anything up then a memory barrier may or may not be 2202executed; you must not rely on it. The barrier occurs before the task state 2203is accessed, in particular, it sits between the STORE to indicate the event 2204and the STORE to set TASK_RUNNING: 2205 2206 CPU 1 (Sleeper) CPU 2 (Waker) 2207 =============================== =============================== 2208 set_current_state(); STORE event_indicated 2209 smp_store_mb(); wake_up(); 2210 STORE current->state ... 2211 <general barrier> <general barrier> 2212 LOAD event_indicated if ((LOAD task->state) & TASK_NORMAL) 2213 STORE task->state 2214 2215where "task" is the thread being woken up and it equals CPU 1's "current". 2216 2217To repeat, a general memory barrier is guaranteed to be executed by wake_up() 2218if something is actually awakened, but otherwise there is no such guarantee. 2219To see this, consider the following sequence of events, where X and Y are both 2220initially zero: 2221 2222 CPU 1 CPU 2 2223 =============================== =============================== 2224 X = 1; Y = 1; 2225 smp_mb(); wake_up(); 2226 LOAD Y LOAD X 2227 2228If a wakeup does occur, one (at least) of the two loads must see 1. If, on 2229the other hand, a wakeup does not occur, both loads might see 0. 2230 2231wake_up_process() always executes a general memory barrier. The barrier again 2232occurs before the task state is accessed. In particular, if the wake_up() in 2233the previous snippet were replaced by a call to wake_up_process() then one of 2234the two loads would be guaranteed to see 1. 2235 2236The available waker functions include: 2237 2238 complete(); 2239 wake_up(); 2240 wake_up_all(); 2241 wake_up_bit(); 2242 wake_up_interruptible(); 2243 wake_up_interruptible_all(); 2244 wake_up_interruptible_nr(); 2245 wake_up_interruptible_poll(); 2246 wake_up_interruptible_sync(); 2247 wake_up_interruptible_sync_poll(); 2248 wake_up_locked(); 2249 wake_up_locked_poll(); 2250 wake_up_nr(); 2251 wake_up_poll(); 2252 wake_up_process(); 2253 2254In terms of memory ordering, these functions all provide the same guarantees of 2255a wake_up() (or stronger). 2256 2257[!] Note that the memory barriers implied by the sleeper and the waker do _not_ 2258order multiple stores before the wake-up with respect to loads of those stored 2259values after the sleeper has called set_current_state(). For instance, if the 2260sleeper does: 2261 2262 set_current_state(TASK_INTERRUPTIBLE); 2263 if (event_indicated) 2264 break; 2265 __set_current_state(TASK_RUNNING); 2266 do_something(my_data); 2267 2268and the waker does: 2269 2270 my_data = value; 2271 event_indicated = 1; 2272 wake_up(&event_wait_queue); 2273 2274there's no guarantee that the change to event_indicated will be perceived by 2275the sleeper as coming after the change to my_data. In such a circumstance, the 2276code on both sides must interpolate its own memory barriers between the 2277separate data accesses. Thus the above sleeper ought to do: 2278 2279 set_current_state(TASK_INTERRUPTIBLE); 2280 if (event_indicated) { 2281 smp_rmb(); 2282 do_something(my_data); 2283 } 2284 2285and the waker should do: 2286 2287 my_data = value; 2288 smp_wmb(); 2289 event_indicated = 1; 2290 wake_up(&event_wait_queue); 2291 2292 2293MISCELLANEOUS FUNCTIONS 2294----------------------- 2295 2296Other functions that imply barriers: 2297 2298 (*) schedule() and similar imply full memory barriers. 2299 2300 2301=================================== 2302INTER-CPU ACQUIRING BARRIER EFFECTS 2303=================================== 2304 2305On SMP systems locking primitives give a more substantial form of barrier: one 2306that does affect memory access ordering on other CPUs, within the context of 2307conflict on any particular lock. 2308 2309 2310ACQUIRES VS MEMORY ACCESSES 2311--------------------------- 2312 2313Consider the following: the system has a pair of spinlocks (M) and (Q), and 2314three CPUs; then should the following sequence of events occur: 2315 2316 CPU 1 CPU 2 2317 =============================== =============================== 2318 WRITE_ONCE(*A, a); WRITE_ONCE(*E, e); 2319 ACQUIRE M ACQUIRE Q 2320 WRITE_ONCE(*B, b); WRITE_ONCE(*F, f); 2321 WRITE_ONCE(*C, c); WRITE_ONCE(*G, g); 2322 RELEASE M RELEASE Q 2323 WRITE_ONCE(*D, d); WRITE_ONCE(*H, h); 2324 2325Then there is no guarantee as to what order CPU 3 will see the accesses to *A 2326through *H occur in, other than the constraints imposed by the separate locks 2327on the separate CPUs. It might, for example, see: 2328 2329 *E, ACQUIRE M, ACQUIRE Q, *G, *C, *F, *A, *B, RELEASE Q, *D, *H, RELEASE M 2330 2331But it won't see any of: 2332 2333 *B, *C or *D preceding ACQUIRE M 2334 *A, *B or *C following RELEASE M 2335 *F, *G or *H preceding ACQUIRE Q 2336 *E, *F or *G following RELEASE Q 2337 2338 2339================================= 2340WHERE ARE MEMORY BARRIERS NEEDED? 2341================================= 2342 2343Under normal operation, memory operation reordering is generally not going to 2344be a problem as a single-threaded linear piece of code will still appear to 2345work correctly, even if it's in an SMP kernel. There are, however, four 2346circumstances in which reordering definitely _could_ be a problem: 2347 2348 (*) Interprocessor interaction. 2349 2350 (*) Atomic operations. 2351 2352 (*) Accessing devices. 2353 2354 (*) Interrupts. 2355 2356 2357INTERPROCESSOR INTERACTION 2358-------------------------- 2359 2360When there's a system with more than one processor, more than one CPU in the 2361system may be working on the same data set at the same time. This can cause 2362synchronisation problems, and the usual way of dealing with them is to use 2363locks. Locks, however, are quite expensive, and so it may be preferable to 2364operate without the use of a lock if at all possible. In such a case 2365operations that affect both CPUs may have to be carefully ordered to prevent 2366a malfunction. 2367 2368Consider, for example, the R/W semaphore slow path. Here a waiting process is 2369queued on the semaphore, by virtue of it having a piece of its stack linked to 2370the semaphore's list of waiting processes: 2371 2372 struct rw_semaphore { 2373 ... 2374 spinlock_t lock; 2375 struct list_head waiters; 2376 }; 2377 2378 struct rwsem_waiter { 2379 struct list_head list; 2380 struct task_struct *task; 2381 }; 2382 2383To wake up a particular waiter, the up_read() or up_write() functions have to: 2384 2385 (1) read the next pointer from this waiter's record to know as to where the 2386 next waiter record is; 2387 2388 (2) read the pointer to the waiter's task structure; 2389 2390 (3) clear the task pointer to tell the waiter it has been given the semaphore; 2391 2392 (4) call wake_up_process() on the task; and 2393 2394 (5) release the reference held on the waiter's task struct. 2395 2396In other words, it has to perform this sequence of events: 2397 2398 LOAD waiter->list.next; 2399 LOAD waiter->task; 2400 STORE waiter->task; 2401 CALL wakeup 2402 RELEASE task 2403 2404and if any of these steps occur out of order, then the whole thing may 2405malfunction. 2406 2407Once it has queued itself and dropped the semaphore lock, the waiter does not 2408get the lock again; it instead just waits for its task pointer to be cleared 2409before proceeding. Since the record is on the waiter's stack, this means that 2410if the task pointer is cleared _before_ the next pointer in the list is read, 2411another CPU might start processing the waiter and might clobber the waiter's 2412stack before the up*() function has a chance to read the next pointer. 2413 2414Consider then what might happen to the above sequence of events: 2415 2416 CPU 1 CPU 2 2417 =============================== =============================== 2418 down_xxx() 2419 Queue waiter 2420 Sleep 2421 up_yyy() 2422 LOAD waiter->task; 2423 STORE waiter->task; 2424 Woken up by other event 2425 <preempt> 2426 Resume processing 2427 down_xxx() returns 2428 call foo() 2429 foo() clobbers *waiter 2430 </preempt> 2431 LOAD waiter->list.next; 2432 --- OOPS --- 2433 2434This could be dealt with using the semaphore lock, but then the down_xxx() 2435function has to needlessly get the spinlock again after being woken up. 2436 2437The way to deal with this is to insert a general SMP memory barrier: 2438 2439 LOAD waiter->list.next; 2440 LOAD waiter->task; 2441 smp_mb(); 2442 STORE waiter->task; 2443 CALL wakeup 2444 RELEASE task 2445 2446In this case, the barrier makes a guarantee that all memory accesses before the 2447barrier will appear to happen before all the memory accesses after the barrier 2448with respect to the other CPUs on the system. It does _not_ guarantee that all 2449the memory accesses before the barrier will be complete by the time the barrier 2450instruction itself is complete. 2451 2452On a UP system - where this wouldn't be a problem - the smp_mb() is just a 2453compiler barrier, thus making sure the compiler emits the instructions in the 2454right order without actually intervening in the CPU. Since there's only one 2455CPU, that CPU's dependency ordering logic will take care of everything else. 2456 2457 2458ATOMIC OPERATIONS 2459----------------- 2460 2461While they are technically interprocessor interaction considerations, atomic 2462operations are noted specially as some of them imply full memory barriers and 2463some don't, but they're very heavily relied on as a group throughout the 2464kernel. 2465 2466See Documentation/atomic_t.txt for more information. 2467 2468 2469ACCESSING DEVICES 2470----------------- 2471 2472Many devices can be memory mapped, and so appear to the CPU as if they're just 2473a set of memory locations. To control such a device, the driver usually has to 2474make the right memory accesses in exactly the right order. 2475 2476However, having a clever CPU or a clever compiler creates a potential problem 2477in that the carefully sequenced accesses in the driver code won't reach the 2478device in the requisite order if the CPU or the compiler thinks it is more 2479efficient to reorder, combine or merge accesses - something that would cause 2480the device to malfunction. 2481 2482Inside of the Linux kernel, I/O should be done through the appropriate accessor 2483routines - such as inb() or writel() - which know how to make such accesses 2484appropriately sequential. While this, for the most part, renders the explicit 2485use of memory barriers unnecessary, if the accessor functions are used to refer 2486to an I/O memory window with relaxed memory access properties, then _mandatory_ 2487memory barriers are required to enforce ordering. 2488 2489See Documentation/driver-api/device-io.rst for more information. 2490 2491 2492INTERRUPTS 2493---------- 2494 2495A driver may be interrupted by its own interrupt service routine, and thus the 2496two parts of the driver may interfere with each other's attempts to control or 2497access the device. 2498 2499This may be alleviated - at least in part - by disabling local interrupts (a 2500form of locking), such that the critical operations are all contained within 2501the interrupt-disabled section in the driver. While the driver's interrupt 2502routine is executing, the driver's core may not run on the same CPU, and its 2503interrupt is not permitted to happen again until the current interrupt has been 2504handled, thus the interrupt handler does not need to lock against that. 2505 2506However, consider a driver that was talking to an ethernet card that sports an 2507address register and a data register. If that driver's core talks to the card 2508under interrupt-disablement and then the driver's interrupt handler is invoked: 2509 2510 LOCAL IRQ DISABLE 2511 writew(ADDR, 3); 2512 writew(DATA, y); 2513 LOCAL IRQ ENABLE 2514 <interrupt> 2515 writew(ADDR, 4); 2516 q = readw(DATA); 2517 </interrupt> 2518 2519The store to the data register might happen after the second store to the 2520address register if ordering rules are sufficiently relaxed: 2521 2522 STORE *ADDR = 3, STORE *ADDR = 4, STORE *DATA = y, q = LOAD *DATA 2523 2524 2525If ordering rules are relaxed, it must be assumed that accesses done inside an 2526interrupt disabled section may leak outside of it and may interleave with 2527accesses performed in an interrupt - and vice versa - unless implicit or 2528explicit barriers are used. 2529 2530Normally this won't be a problem because the I/O accesses done inside such 2531sections will include synchronous load operations on strictly ordered I/O 2532registers that form implicit I/O barriers. 2533 2534 2535A similar situation may occur between an interrupt routine and two routines 2536running on separate CPUs that communicate with each other. If such a case is 2537likely, then interrupt-disabling locks should be used to guarantee ordering. 2538 2539 2540========================== 2541KERNEL I/O BARRIER EFFECTS 2542========================== 2543 2544Interfacing with peripherals via I/O accesses is deeply architecture and device 2545specific. Therefore, drivers which are inherently non-portable may rely on 2546specific behaviours of their target systems in order to achieve synchronization 2547in the most lightweight manner possible. For drivers intending to be portable 2548between multiple architectures and bus implementations, the kernel offers a 2549series of accessor functions that provide various degrees of ordering 2550guarantees: 2551 2552 (*) readX(), writeX(): 2553 2554 The readX() and writeX() MMIO accessors take a pointer to the 2555 peripheral being accessed as an __iomem * parameter. For pointers 2556 mapped with the default I/O attributes (e.g. those returned by 2557 ioremap()), the ordering guarantees are as follows: 2558 2559 1. All readX() and writeX() accesses to the same peripheral are ordered 2560 with respect to each other. This ensures that MMIO register accesses 2561 by the same CPU thread to a particular device will arrive in program 2562 order. 2563 2564 2. A writeX() issued by a CPU thread holding a spinlock is ordered 2565 before a writeX() to the same peripheral from another CPU thread 2566 issued after a later acquisition of the same spinlock. This ensures 2567 that MMIO register writes to a particular device issued while holding 2568 a spinlock will arrive in an order consistent with acquisitions of 2569 the lock. 2570 2571 3. A writeX() by a CPU thread to the peripheral will first wait for the 2572 completion of all prior writes to memory either issued by, or 2573 propagated to, the same thread. This ensures that writes by the CPU 2574 to an outbound DMA buffer allocated by dma_alloc_coherent() will be 2575 visible to a DMA engine when the CPU writes to its MMIO control 2576 register to trigger the transfer. 2577 2578 4. A readX() by a CPU thread from the peripheral will complete before 2579 any subsequent reads from memory by the same thread can begin. This 2580 ensures that reads by the CPU from an incoming DMA buffer allocated 2581 by dma_alloc_coherent() will not see stale data after reading from 2582 the DMA engine's MMIO status register to establish that the DMA 2583 transfer has completed. 2584 2585 5. A readX() by a CPU thread from the peripheral will complete before 2586 any subsequent delay() loop can begin execution on the same thread. 2587 This ensures that two MMIO register writes by the CPU to a peripheral 2588 will arrive at least 1us apart if the first write is immediately read 2589 back with readX() and udelay(1) is called prior to the second 2590 writeX(): 2591 2592 writel(42, DEVICE_REGISTER_0); // Arrives at the device... 2593 readl(DEVICE_REGISTER_0); 2594 udelay(1); 2595 writel(42, DEVICE_REGISTER_1); // ...at least 1us before this. 2596 2597 The ordering properties of __iomem pointers obtained with non-default 2598 attributes (e.g. those returned by ioremap_wc()) are specific to the 2599 underlying architecture and therefore the guarantees listed above cannot 2600 generally be relied upon for accesses to these types of mappings. 2601 2602 (*) readX_relaxed(), writeX_relaxed(): 2603 2604 These are similar to readX() and writeX(), but provide weaker memory 2605 ordering guarantees. Specifically, they do not guarantee ordering with 2606 respect to locking, normal memory accesses or delay() loops (i.e. 2607 bullets 2-5 above) but they are still guaranteed to be ordered with 2608 respect to other accesses from the same CPU thread to the same 2609 peripheral when operating on __iomem pointers mapped with the default 2610 I/O attributes. 2611 2612 (*) readsX(), writesX(): 2613 2614 The readsX() and writesX() MMIO accessors are designed for accessing 2615 register-based, memory-mapped FIFOs residing on peripherals that are not 2616 capable of performing DMA. Consequently, they provide only the ordering 2617 guarantees of readX_relaxed() and writeX_relaxed(), as documented above. 2618 2619 (*) inX(), outX(): 2620 2621 The inX() and outX() accessors are intended to access legacy port-mapped 2622 I/O peripherals, which may require special instructions on some 2623 architectures (notably x86). The port number of the peripheral being 2624 accessed is passed as an argument. 2625 2626 Since many CPU architectures ultimately access these peripherals via an 2627 internal virtual memory mapping, the portable ordering guarantees 2628 provided by inX() and outX() are the same as those provided by readX() 2629 and writeX() respectively when accessing a mapping with the default I/O 2630 attributes. 2631 2632 Device drivers may expect outX() to emit a non-posted write transaction 2633 that waits for a completion response from the I/O peripheral before 2634 returning. This is not guaranteed by all architectures and is therefore 2635 not part of the portable ordering semantics. 2636 2637 (*) insX(), outsX(): 2638 2639 As above, the insX() and outsX() accessors provide the same ordering 2640 guarantees as readsX() and writesX() respectively when accessing a 2641 mapping with the default I/O attributes. 2642 2643 (*) ioreadX(), iowriteX(): 2644 2645 These will perform appropriately for the type of access they're actually 2646 doing, be it inX()/outX() or readX()/writeX(). 2647 2648With the exception of the string accessors (insX(), outsX(), readsX() and 2649writesX()), all of the above assume that the underlying peripheral is 2650little-endian and will therefore perform byte-swapping operations on big-endian 2651architectures. 2652 2653 2654======================================== 2655ASSUMED MINIMUM EXECUTION ORDERING MODEL 2656======================================== 2657 2658It has to be assumed that the conceptual CPU is weakly-ordered but that it will 2659maintain the appearance of program causality with respect to itself. Some CPUs 2660(such as i386 or x86_64) are more constrained than others (such as powerpc or 2661frv), and so the most relaxed case (namely DEC Alpha) must be assumed outside 2662of arch-specific code. 2663 2664This means that it must be considered that the CPU will execute its instruction 2665stream in any order it feels like - or even in parallel - provided that if an 2666instruction in the stream depends on an earlier instruction, then that 2667earlier instruction must be sufficiently complete[*] before the later 2668instruction may proceed; in other words: provided that the appearance of 2669causality is maintained. 2670 2671 [*] Some instructions have more than one effect - such as changing the 2672 condition codes, changing registers or changing memory - and different 2673 instructions may depend on different effects. 2674 2675A CPU may also discard any instruction sequence that winds up having no 2676ultimate effect. For example, if two adjacent instructions both load an 2677immediate value into the same register, the first may be discarded. 2678 2679 2680Similarly, it has to be assumed that compiler might reorder the instruction 2681stream in any way it sees fit, again provided the appearance of causality is 2682maintained. 2683 2684 2685============================ 2686THE EFFECTS OF THE CPU CACHE 2687============================ 2688 2689The way cached memory operations are perceived across the system is affected to 2690a certain extent by the caches that lie between CPUs and memory, and by the 2691memory coherence system that maintains the consistency of state in the system. 2692 2693As far as the way a CPU interacts with another part of the system through the 2694caches goes, the memory system has to include the CPU's caches, and memory 2695barriers for the most part act at the interface between the CPU and its cache 2696(memory barriers logically act on the dotted line in the following diagram): 2697 2698 <--- CPU ---> : <----------- Memory -----------> 2699 : 2700 +--------+ +--------+ : +--------+ +-----------+ 2701 | | | | : | | | | +--------+ 2702 | CPU | | Memory | : | CPU | | | | | 2703 | Core |--->| Access |----->| Cache |<-->| | | | 2704 | | | Queue | : | | | |--->| Memory | 2705 | | | | : | | | | | | 2706 +--------+ +--------+ : +--------+ | | | | 2707 : | Cache | +--------+ 2708 : | Coherency | 2709 : | Mechanism | +--------+ 2710 +--------+ +--------+ : +--------+ | | | | 2711 | | | | : | | | | | | 2712 | CPU | | Memory | : | CPU | | |--->| Device | 2713 | Core |--->| Access |----->| Cache |<-->| | | | 2714 | | | Queue | : | | | | | | 2715 | | | | : | | | | +--------+ 2716 +--------+ +--------+ : +--------+ +-----------+ 2717 : 2718 : 2719 2720Although any particular load or store may not actually appear outside of the 2721CPU that issued it since it may have been satisfied within the CPU's own cache, 2722it will still appear as if the full memory access had taken place as far as the 2723other CPUs are concerned since the cache coherency mechanisms will migrate the 2724cacheline over to the accessing CPU and propagate the effects upon conflict. 2725 2726The CPU core may execute instructions in any order it deems fit, provided the 2727expected program causality appears to be maintained. Some of the instructions 2728generate load and store operations which then go into the queue of memory 2729accesses to be performed. The core may place these in the queue in any order 2730it wishes, and continue execution until it is forced to wait for an instruction 2731to complete. 2732 2733What memory barriers are concerned with is controlling the order in which 2734accesses cross from the CPU side of things to the memory side of things, and 2735the order in which the effects are perceived to happen by the other observers 2736in the system. 2737 2738[!] Memory barriers are _not_ needed within a given CPU, as CPUs always see 2739their own loads and stores as if they had happened in program order. 2740 2741[!] MMIO or other device accesses may bypass the cache system. This depends on 2742the properties of the memory window through which devices are accessed and/or 2743the use of any special device communication instructions the CPU may have. 2744 2745 2746CACHE COHERENCY VS DMA 2747---------------------- 2748 2749Not all systems maintain cache coherency with respect to devices doing DMA. In 2750such cases, a device attempting DMA may obtain stale data from RAM because 2751dirty cache lines may be resident in the caches of various CPUs, and may not 2752have been written back to RAM yet. To deal with this, the appropriate part of 2753the kernel must flush the overlapping bits of cache on each CPU (and maybe 2754invalidate them as well). 2755 2756In addition, the data DMA'd to RAM by a device may be overwritten by dirty 2757cache lines being written back to RAM from a CPU's cache after the device has 2758installed its own data, or cache lines present in the CPU's cache may simply 2759obscure the fact that RAM has been updated, until at such time as the cacheline 2760is discarded from the CPU's cache and reloaded. To deal with this, the 2761appropriate part of the kernel must invalidate the overlapping bits of the 2762cache on each CPU. 2763 2764See Documentation/core-api/cachetlb.rst for more information on cache 2765management. 2766 2767 2768CACHE COHERENCY VS MMIO 2769----------------------- 2770 2771Memory mapped I/O usually takes place through memory locations that are part of 2772a window in the CPU's memory space that has different properties assigned than 2773the usual RAM directed window. 2774 2775Amongst these properties is usually the fact that such accesses bypass the 2776caching entirely and go directly to the device buses. This means MMIO accesses 2777may, in effect, overtake accesses to cached memory that were emitted earlier. 2778A memory barrier isn't sufficient in such a case, but rather the cache must be 2779flushed between the cached memory write and the MMIO access if the two are in 2780any way dependent. 2781 2782 2783========================= 2784THE THINGS CPUS GET UP TO 2785========================= 2786 2787A programmer might take it for granted that the CPU will perform memory 2788operations in exactly the order specified, so that if the CPU is, for example, 2789given the following piece of code to execute: 2790 2791 a = READ_ONCE(*A); 2792 WRITE_ONCE(*B, b); 2793 c = READ_ONCE(*C); 2794 d = READ_ONCE(*D); 2795 WRITE_ONCE(*E, e); 2796 2797they would then expect that the CPU will complete the memory operation for each 2798instruction before moving on to the next one, leading to a definite sequence of 2799operations as seen by external observers in the system: 2800 2801 LOAD *A, STORE *B, LOAD *C, LOAD *D, STORE *E. 2802 2803 2804Reality is, of course, much messier. With many CPUs and compilers, the above 2805assumption doesn't hold because: 2806 2807 (*) loads are more likely to need to be completed immediately to permit 2808 execution progress, whereas stores can often be deferred without a 2809 problem; 2810 2811 (*) loads may be done speculatively, and the result discarded should it prove 2812 to have been unnecessary; 2813 2814 (*) loads may be done speculatively, leading to the result having been fetched 2815 at the wrong time in the expected sequence of events; 2816 2817 (*) the order of the memory accesses may be rearranged to promote better use 2818 of the CPU buses and caches; 2819 2820 (*) loads and stores may be combined to improve performance when talking to 2821 memory or I/O hardware that can do batched accesses of adjacent locations, 2822 thus cutting down on transaction setup costs (memory and PCI devices may 2823 both be able to do this); and 2824 2825 (*) the CPU's data cache may affect the ordering, and while cache-coherency 2826 mechanisms may alleviate this - once the store has actually hit the cache 2827 - there's no guarantee that the coherency management will be propagated in 2828 order to other CPUs. 2829 2830So what another CPU, say, might actually observe from the above piece of code 2831is: 2832 2833 LOAD *A, ..., LOAD {*C,*D}, STORE *E, STORE *B 2834 2835 (Where "LOAD {*C,*D}" is a combined load) 2836 2837 2838However, it is guaranteed that a CPU will be self-consistent: it will see its 2839_own_ accesses appear to be correctly ordered, without the need for a memory 2840barrier. For instance with the following code: 2841 2842 U = READ_ONCE(*A); 2843 WRITE_ONCE(*A, V); 2844 WRITE_ONCE(*A, W); 2845 X = READ_ONCE(*A); 2846 WRITE_ONCE(*A, Y); 2847 Z = READ_ONCE(*A); 2848 2849and assuming no intervention by an external influence, it can be assumed that 2850the final result will appear to be: 2851 2852 U == the original value of *A 2853 X == W 2854 Z == Y 2855 *A == Y 2856 2857The code above may cause the CPU to generate the full sequence of memory 2858accesses: 2859 2860 U=LOAD *A, STORE *A=V, STORE *A=W, X=LOAD *A, STORE *A=Y, Z=LOAD *A 2861 2862in that order, but, without intervention, the sequence may have almost any 2863combination of elements combined or discarded, provided the program's view 2864of the world remains consistent. Note that READ_ONCE() and WRITE_ONCE() 2865are -not- optional in the above example, as there are architectures 2866where a given CPU might reorder successive loads to the same location. 2867On such architectures, READ_ONCE() and WRITE_ONCE() do whatever is 2868necessary to prevent this, for example, on Itanium the volatile casts 2869used by READ_ONCE() and WRITE_ONCE() cause GCC to emit the special ld.acq 2870and st.rel instructions (respectively) that prevent such reordering. 2871 2872The compiler may also combine, discard or defer elements of the sequence before 2873the CPU even sees them. 2874 2875For instance: 2876 2877 *A = V; 2878 *A = W; 2879 2880may be reduced to: 2881 2882 *A = W; 2883 2884since, without either a write barrier or an WRITE_ONCE(), it can be 2885assumed that the effect of the storage of V to *A is lost. Similarly: 2886 2887 *A = Y; 2888 Z = *A; 2889 2890may, without a memory barrier or an READ_ONCE() and WRITE_ONCE(), be 2891reduced to: 2892 2893 *A = Y; 2894 Z = Y; 2895 2896and the LOAD operation never appear outside of the CPU. 2897 2898 2899AND THEN THERE'S THE ALPHA 2900-------------------------- 2901 2902The DEC Alpha CPU is one of the most relaxed CPUs there is. Not only that, 2903some versions of the Alpha CPU have a split data cache, permitting them to have 2904two semantically-related cache lines updated at separate times. This is where 2905the address-dependency barrier really becomes necessary as this synchronises 2906both caches with the memory coherence system, thus making it seem like pointer 2907changes vs new data occur in the right order. 2908 2909The Alpha defines the Linux kernel's memory model, although as of v4.15 2910the Linux kernel's addition of smp_mb() to READ_ONCE() on Alpha greatly 2911reduced its impact on the memory model. 2912 2913 2914VIRTUAL MACHINE GUESTS 2915---------------------- 2916 2917Guests running within virtual machines might be affected by SMP effects even if 2918the guest itself is compiled without SMP support. This is an artifact of 2919interfacing with an SMP host while running an UP kernel. Using mandatory 2920barriers for this use-case would be possible but is often suboptimal. 2921 2922To handle this case optimally, low-level virt_mb() etc macros are available. 2923These have the same effect as smp_mb() etc when SMP is enabled, but generate 2924identical code for SMP and non-SMP systems. For example, virtual machine guests 2925should use virt_mb() rather than smp_mb() when synchronizing against a 2926(possibly SMP) host. 2927 2928These are equivalent to smp_mb() etc counterparts in all other respects, 2929in particular, they do not control MMIO effects: to control 2930MMIO effects, use mandatory barriers. 2931 2932 2933============ 2934EXAMPLE USES 2935============ 2936 2937CIRCULAR BUFFERS 2938---------------- 2939 2940Memory barriers can be used to implement circular buffering without the need 2941of a lock to serialise the producer with the consumer. See: 2942 2943 Documentation/core-api/circular-buffers.rst 2944 2945for details. 2946 2947 2948========== 2949REFERENCES 2950========== 2951 2952Alpha AXP Architecture Reference Manual, Second Edition (Sites & Witek, 2953Digital Press) 2954 Chapter 5.2: Physical Address Space Characteristics 2955 Chapter 5.4: Caches and Write Buffers 2956 Chapter 5.5: Data Sharing 2957 Chapter 5.6: Read/Write Ordering 2958 2959AMD64 Architecture Programmer's Manual Volume 2: System Programming 2960 Chapter 7.1: Memory-Access Ordering 2961 Chapter 7.4: Buffering and Combining Memory Writes 2962 2963ARM Architecture Reference Manual (ARMv8, for ARMv8-A architecture profile) 2964 Chapter B2: The AArch64 Application Level Memory Model 2965 2966IA-32 Intel Architecture Software Developer's Manual, Volume 3: 2967System Programming Guide 2968 Chapter 7.1: Locked Atomic Operations 2969 Chapter 7.2: Memory Ordering 2970 Chapter 7.4: Serializing Instructions 2971 2972The SPARC Architecture Manual, Version 9 2973 Chapter 8: Memory Models 2974 Appendix D: Formal Specification of the Memory Models 2975 Appendix J: Programming with the Memory Models 2976 2977Storage in the PowerPC (Stone and Fitzgerald) 2978 2979UltraSPARC Programmer Reference Manual 2980 Chapter 5: Memory Accesses and Cacheability 2981 Chapter 15: Sparc-V9 Memory Models 2982 2983UltraSPARC III Cu User's Manual 2984 Chapter 9: Memory Models 2985 2986UltraSPARC IIIi Processor User's Manual 2987 Chapter 8: Memory Models 2988 2989UltraSPARC Architecture 2005 2990 Chapter 9: Memory 2991 Appendix D: Formal Specifications of the Memory Models 2992 2993UltraSPARC T1 Supplement to the UltraSPARC Architecture 2005 2994 Chapter 8: Memory Models 2995 Appendix F: Caches and Cache Coherency 2996 2997Solaris Internals, Core Kernel Architecture, p63-68: 2998 Chapter 3.3: Hardware Considerations for Locks and 2999 Synchronization 3000 3001Unix Systems for Modern Architectures, Symmetric Multiprocessing and Caching 3002for Kernel Programmers: 3003 Chapter 13: Other Memory Models 3004 3005Intel Itanium Architecture Software Developer's Manual: Volume 1: 3006 Section 2.6: Speculation 3007 Section 4.4: Memory Access 3008